Bill Wexler's Dog Pound Message Board

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Non-Tech : Bill Wexler's Dog Pound

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To: N. Dixon who wrote (10272)	5/13/2006 6:50:18 PM
From: N. Dixon	Read Replies (1) of 10293

Archived Pages of Website His NASD Record. NASD slapped Asensio's wrist five times before filing the charges that lead to his "bar." Here is the story, along with examples of how NASD officials simply rolled over when Asensio repeated the same offenses and mocked their discipline of him. Letter, California Justice Department. Letter from site to California DOJ regarding effort by Asensio to intervene in matter regarding MultiMedia Games. We urged that DOJ examine whether client hedge funds were hiding behind his request. Legitimate License? A chronology of events in Asensio's career relative to his registration and licensure as a stockbroker and broker-dealer. Shows excerpts of his broker-dealer application where he denies any investment-related court rulings or liens against him. Current through early 2003 when first posted as page of site. Letter to SEC. The site urges the SEC to think outside the box about hedge fund abuses. Links. A few recommended links. Manuel Asensio, P.I. Asensio plays Eliot Ness at PolyMedica in Florida in an attempt to interview employees. NASD Dissed Again. More evidence that Asensio is incorrigible, and NASD not uninterested in his repeat offending. The ink was barely dry on his November, 2000 settlement agreement before Asensio and his staff were violating the agreement again. Amazingly, NASD brought no charges even though it filed a case against him in February 2004.

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