From the March 2015 presentation is states that management has 3.8% of the 96 million shares, OMC has 20% of them and the institutions below have another 3.44%
| Targeted Security Holder Results - 6 items |
Holdings of Fund/Holder COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT ^
Address: 730 THIRD AVENUE, NEW YORK, NY, USA, 10017
Total Value at last report: $ 118,269,904,000 USD
Total number of securities: 526
Holdings of Fund/Holder ALPHANORTH RESOURCE FUND
Address: 144 FRONT STREET WEST, SUITE 420, TORONTO, ON, CANADA, M5J 3L7
Total Value at last report: $ 2,954,000 CAD
Total number of securities: 19
Below is a current list from SEDI:
Issuer Name:
| Northern Iron Corp.
| |
Date of Last Reported
Transaction(YYYY-MM-DD)
| Security
Designation
| Registered
Holder
| Closing Balance
| Insider's calculated balance
| Closing balance of equivalent number
or value of underlying securities
|
|
Insider Name:
| Botha, Basil
|
|
Insider Relationship:
| 4 - Director of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2014-12-10
| Common Shares
|
| 1,024,500
|
|
| |
| 2014-02-28
| Options (Common Shares)
|
| 950,000
|
| 950,000
|
|
Insider Name:
| Brown, David Richard
|
|
Insider Relationship:
| 4 - Director of Issuer, 5 - Senior Officer of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2012-03-20
| Common Shares
|
| 525,000
|
|
| |
| 2011-08-18
| Options (Common Shares)
|
| 350,000
|
| 350,000
|
|
Insider Name:
| Carvalho, Felipe
|
|
Insider Relationship:
| 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2014-11-28
| Common Shares
| OMC Investments Limited
| 19,048,000
|
|
| |
| 2014-11-28
| Warrants (Common Shares)
| OMC Investments Limited
| 19,048,000
|
| 19,048,000
|
|
Insider Name:
| Consolidated International Investment Holdings Inc.
|
|
Insider Relationship:
| 3 - 10% Security Holder of Issuer
|
|
Ceased to be Insider:
| 2012-10-11
|
|
| 2012-10-11
| Common Shares
| Pathway Mining 2011 Flow-Through LP
| 0
|
|
| |
| 2012-10-11
| Common Shares
| Pathway Quebec Mining 2011 Flow-Through LP
| 0
|
|
|
|
| 2011-08-24
| Options (Common Shares)
| Consolidated International Investment Holdings Inc.
| 239,245
|
| 239,245
| |
| 2012-10-11
| Warrants (Common Shares)
| Pathway Mining 2011 Flow-Through LP
| 0
|
| 0
|
|
| 2012-10-11
| Warrants (Common Shares)
| Pathway Quebec Mining 2011 Flow-Through LP
| 0
|
| 0
| |
Insider Name:
| Hassan Levy, Alberto
|
|
Insider Relationship:
| 4 - Director of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2014-02-28
| Options (Common Shares)
|
| 450,000
|
| 450,000
|
|
Insider Name:
| Hepworth, Michael
|
|
Insider Relationship:
| 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
|
|
Ceased to be Insider:
| Not Applicable
|
|
Insider Name:
| Hepworth, Michael Ernle
|
|
Insider Relationship:
| 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
|
|
Ceased to be Insider:
| Not Applicable
|
|
Insider Relationship:
| 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
|
|
Ceased to be Insider:
| Not Applicable
|
|
Insider Name:
| List, Michael Talbot Roy
|
|
Insider Relationship:
| 4 - Director of Issuer, 5 - Senior Officer of Issuer
|
|
Ceased to be Insider:
| 2012-05-29
|
|
| 2012-05-11
| Common Shares
| Michael List and Wendy Arnold-List
| 190,000
|
|
|
|
| 2011-08-17
| Common Shares
| Ormston List Frawley LLP
| 1,000,000
|
|
| |
| 2011-08-17
| Options (Common Shares)
|
| 350,000
|
| 350,000
|
|
Insider Name:
| Maxwell, Lisa Diane
|
|
Insider Relationship:
| 5 - Senior Officer of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2014-02-28
| Options (Common Shares)
|
| 50,000
|
| 50,000
| |
Insider Name:
| Maysyuk, Eka
|
|
Insider Relationship:
| 5 - Senior Officer of Issuer
|
|
Ceased to be Insider:
| 2013-04-01
|
|
| 2012-08-07
| Common Shares
|
| 20,000
|
|
|
|
| 2012-05-29
| Options (Common Shares)
|
| 25,000
|
| 25,000
| |
Insider Name:
| McCreary, Gordon A
|
|
Insider Relationship:
| 4 - Director of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2012-08-16
| Common Shares
|
| 350,000
|
|
|
|
| 2014-02-28
| Options (Common Shares)
|
| 650,000
|
| 650,000
| |
Insider Name:
| Miller, David Miller
|
|
Insider Relationship:
| 4 - Director of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2012-07-13
| Options (Common Shares)
|
| 300,000
|
| 300,000
|
|
Insider Name:
| OMC Investments Limited
|
|
Insider Relationship:
| 3 - 10% Security Holder of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2014-11-28
| Common Shares
|
| 19,048,000
|
|
| |
| 2014-11-28
| Warrants (Common Shares)
|
| 19,048,000
|
| 19,048,000
|
|
Insider Name:
| Sanabria, Raul
|
|
Insider Relationship:
| 5 - Senior Officer of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2012-03-16
| Common Shares
|
| 500,000
|
|
| |
| 2011-08-18
| Options (Common Shares)
|
| 250,000
|
| 250,000
|
|
Insider Name:
| Sarjeant, Paul Thomson
|
|
Insider Relationship:
| 4 - Director of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2014-02-28
| Options (Common Shares)
|
| 600,000
|
| 600,000
| |
Insider Name:
| Smith, Grant Temple
|
|
Insider Relationship:
| 5 - Senior Officer of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2014-02-28
| Options (Common Shares)
|
| 350,000
|
| 200,000
|
|
Insider Name:
| Storey, Annie
|
|
Insider Relationship:
| 5 - Senior Officer of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2014-02-28
| Options (Common Shares)
|
| 300,000
|
| 300,000
| |
Insider Name:
| Thurston, Brian
|
|
Insider Relationship:
| 4 - Director of Issuer
|
|
Ceased to be Insider:
| 2012-04-24
|
|
| 2012-02-27
| Common Shares
|
| 100,000
|
|
|
|
| 2011-12-21
| Options (Common Shares)
|
| 700,000
|
| 700,000
| |
Insider Name:
| Tymstra, Cameron David
|
|
Insider Relationship:
| 5 - Senior Officer of Issuer
|
|
Ceased to be Insider:
| Not Applicable
|
|
| 2013-01-14
| Common Shares
|
| 70,000
|
|
|
|
| 2012-11-21
| Options (Common Shares)
|
| 75,000
|
|
