FRIEDMAN'S CFO Abruptly Resigns
CFO.com Magazine - New York,NY,USA
... In March, Friedman's said it received a Wells notice from the SEC indicating
that the regulatory agency is considering a civil enforcement action.
...
<http://www.cfo.com/article/1,5309,13699%7C%7CT%7C1381,00.html?f=home_todayinfinance>
DEAN Foods, SEC in Talks
Smartmoney.com (subscription) - USA
... The Wells notice Dean Foods received focuses on correspondence that
allowed Fleming to characterize two payments totaling $2.7 million made
by Dean Foods as ...
<http://www.smartmoney.com/bn/ON/index.cfm?story=ON-20040511-000802-0949>
NEWS Briefs
CFO.com Magazine - New York,NY,USA
... Dean Foods, which last year received a Wells notice from the Securities
and Exchange Commission for its alleged role in The Fleming Cos.' revenue
recognition ...
<http://www.cfo.com/article/1,5309,13823%7C%7CT%7C1481,00.html?f=home_todayinfinance>
SEC Inquiry at General American Life Insurance Company
Business Wire (press release) - USA
(NYSE:MET) announced today that its subsidiary, General American Life Insurance
Company, has received a so-called "Wells Notice" in connection with a
...
<http://home.businesswire.com/portal/site/google/index.jsp?ndmViewId=news_view&newsId=20040514005598&newsLang=en>
METLIFE unit may face SEC action on trading abuses
Forbes - USA
The New York-based company said the unit, General American Life Insurance
Co., received a "Wells Notice" indicating that the SEC staff may urge
the SEC to ...
<http://www.forbes.com/personalfinance/funds/newswire/2004/05/14/rtr1372596.html>
METLIFE probed for trading abuse
CNN - USA
The New York-based insurer said the unit, General American Life Insurance
Co., received a "Wells Notice" indicating SEC staff may urge the commission
to bring ...
<http://money.cnn.com/2004/05/14/news/fortune500/metlife.reut/>
METLIFE unit faces SEC charges
Investor's Business Daily (subscription) - USA
... Insurance Co. subsidiary received a Wells notice from the Securities
and Exchange Commission, alerting the firm of possible charges. The ...
<http://www.investors.com/breakingnews.asp?journalid=21198960&brk=1>
STOCKS TO WATCH
CBS MarketWatch - USA
... subsidiary received a Wells notice from the Securities and Exchange
Commission, alerting the firm of possible charges over trading in variable
annuities. ...
<http://cbs.marketwatch.com/news/story.asp?guid=%7BE7B95AFF-49AB-4A96-939B-25A1E2B19362%7D&siteid=google&dist=google>
DEPOSED CEO Kumar clarifies his new role
IDG.com - Singapore
... In addition to filing charges against former executives, the SEC sent
CA a "Wells Notice" in January, indicating that it is considering civil
penalties against ...
<http://www.idg.com.sg/idgwww.nsf/0/0B15568198AE683248256E9E00284F0F?OpenDocument>
EMPIRE Financial Reports Receipt of SEC Wells Notice
PR Newswire (press release) - USA
... Company (Amex: EFH), a financial brokerage services firm serving retail
and institutional clients, today reported that it has received a Wells
Notice from the ...
<http://www.prnewswire.com/cgi-bin/stories.pl?ACCT=109&STORY=/www/story/05-27-2004/0002182738&EDATE=>
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EMPIRE Financial, CEO get Wells Notice from SEC
Forbes - USA
on Thursday said it received a Wells Notice from the US Securities and
Exchange Commission recommending civil action and public proceedings against
the company ...
<http://www.forbes.com/personalfinance/funds/newswire/2004/05/27/rtr1386549.html>
FLOWSERVE 1Q net 19 cents a share
Miami Herald (subscription) - Miami,FL,USA
... On May 25, the pump manufacturer said it received a Wells notice from
staff of the Securities and Exchange Commission related to what the company
called an ...
<http://www.miami.com/mld/miamiherald/business/national/8773683.htm>
EMPIRE Financial gets Wells notice in trading probe
MLive.com - MI,USA
... said Thursday it has received a Wells notice from the Securities and
Exchange Commission in connection with the commission's investigation
into trading of ...
<http://www.mlive.com/newsflash/business/index.ssf?/newsflash/get_story.ssf?/cgi-free/getstory_ssf.cgi?f0058_BC_EmpireFinancial-SEC&&news&newsflash-financial>
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COCA-COLA, Digital Recorders, and more
Investor's Business Daily (subscription) - USA
... Empire Financial Holding (EFH: news, chart, profile) declined 4 percent
after the company said it received a "Wells Notice" from the Securities
and Exchange ...
<http://www.investors.com/breakingnews.asp?journalid=21392753&brk=1>
OIL Slides, Stocks Rise
Fortune (subscription) - USA
... Brokerage Empire Financial (EFH) said it received a Wells notice from
the SEC recommending civil action and public proceedings. ...
<http://www.fortune.com/fortune/streetlife/0,15704,643563,00.html>
STOCKS to watch Friday: NVLS, AET, LUV
Investor's Business Daily (subscription) - USA
... Empire Financial Holding (EFH: news, chart, profile) declined almost
18 percent after the company said it received a "Wells Notice" from the
Securities and ...
<http://www.investors.com/breakingnews.asp?journalid=21401986&brk=1>
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TITAN Provides Update on SEC Investigation
Yahoo News (press release) - USA
SAN DIEGO, June 4 /PRNewswire-FirstCall/ -- The Titan Corporation (NYSE:
TTN - News) announced today that it has received a "Wells Notice" from
the staff of ...
<http://biz.yahoo.com/prnews/040604/laf051_1.html>
US Regulators to Push Titan Charges
Wired News - USA
... Titan said it had received a Wells notice from the US Securities and
Exchange Commission, which indicates that SEC staff intend to recommend
enforcement action ...
<http://wireservice.wired.com/wired/story.asp?section=Breaking&storyId=874398&tw=wn_wire_story>
TITAN Provides Update on SEC Investigation
Yahoo News (press release) - USA
SAN DIEGO, June 4 /PRNewswire-FirstCall/ -- The Titan Corporation (NYSE:
TTN - News) announced today that it has received a "Wells Notice" from
the staff of ...
<http://biz.yahoo.com/prnews/040604/laf051_1.html>
US Regulators to Push Titan Charges
Wired News - USA
... Titan said it had received a Wells notice from the US Securities and
Exchange Commission, which indicates that SEC staff intend to recommend
enforcement action ...
<http://wireservice.wired.com/wired/story.asp?section=Breaking&storyId=874398&tw=wn_wire_story>
IMCLONE Shares Rise
BusinessWeek - USA
... Titan (TTN ) received a Wells Notice from the Securities and Exchange
Commission in connection with a previously announced SEC investigation
regarding certain ...
<http://www.businessweek.com/investor/content/jun2004/pi2004067_3057_pi004.htm>
SHAREHOLDERS of Titan Approve Sale to Lockheed
Los Angeles Times (subscription) - Los Angeles,CA,USA
... Lockheed spokesman Tom Jurkowsky said the so-called Wells notice issued
by the SEC was a "normal procedure" and involved Titan responding to SEC
questions ...
<http://www.latimes.com/business/la-fi-titan8jun08,1,5845387.story?coll=la-headlines-business>
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SHAREHOLDERS bless Titan sale, but clouds loom
San Diego Union Tribune - San Diego,CA,USA
... In a development disclosed late Friday, Titan said it received a "Wells
Notice" from the Securities and Exchange Commission in connection with
the overseas ...
<http://www.signonsandiego.com/news/business/20040608-9999-1b8titan.html>
FLOWSERVE CFO steps down
Miami Herald (subscription) - Miami,FL,USA
... The SEC opened in informal inquiry into the restatement, and in May
the agency staff served the company with a Wells Notice recommending the
SEC seek civil ...
<http://www.miami.com/mld/miamiherald/business/8929354.htm>
BEAR Stearns reports SEC may file lawsuit
Seattle Post Intelligencer - Seattle,WA,USA
... The SEC sent a Wells notice to Bear Stearns, signaling that the agency
is almost certain to either follow through with a suit or extract a settlement,
said ...
<http://seattlepi.nwsource.com/business/178200_bearstearns17.html>
BEAR Stearns Warned of Fund-Trading Suit
Los Angeles Times (subscription) - Los Angeles,CA,USA
The SEC issues the firm a Wells notice amid a probe into possible improper
practices. Bear Stearns Cos. said Wednesday that it could ...
<http://www.latimes.com/business/la-fi-wrap17.1jun17,1,2777699.story?coll=la-headlines-business>
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