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Non-Tech : Auric Goldfinger's Short List

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To: Sir Auric Goldfinger who started this subject3/14/2003 7:16:15 PM
From: StockDung   of 19428
 
ANALYST ROBERT STONE SG COWEN, SHOPLIFTER UPGRADES RESEARCH IN MOTION

"But Friday and possibly through the beginning of next week's trade show, investors may be overlooking the potholes ahead. "RIMM must still show a path to profits," wrote SG Cowen analyst Robert Stone in a research note. "Litigation is an overhang." thestreet.com

NASD Registered Person: ROBERT WARREN STONE
CRD Number: 1326504


********* CRIMINAL ACTION (1 of 1) *********


Reporting Source: Broker (Form U-4)

Date Reported: 11/29/2000

Court Details: NORTH GLEN MUNICIPAL COURT N/A

Charge Date: 10/01/1980

Charge Detail: SHOPLIFTING

Current status: Final

Status Date: 10/01/1980

Disposition
Details: PLEADED NOLO CONTENDRE/FINED $75.00

Summary: NOT PROVIDED
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