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Technology Stocks : HyperDynamics Corporation (HYPD)

HYPD 6.470

-2.0%

Oct 31 9:30 AM EST

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From: StockDung	10/31/2007 4:38:12 PM
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Respondent Larry Isen ("Isen") specifically denied making any unauthorized trades in the Claimants account and stated that Claimants were aware and informed of all trades made in the account. Isen further argued that the Claimants order to liquidate was carried out per instructions. finraawardsonline.finra.org 3. 95-03399 Extract: NASDR AWARD U NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATIONS. INC. In the Matter of the Arbitration Between Michael Terrene e Raines Sylvia Stofleth-Raines Claimants NASDR Arbitration v. No. 95-03399 Cohig & Associates. Inc. Investments ^ M . , 4 . . . T , C National Awoctatnr r' Larry Ise Size: 142504 bytes Date of award: 10/29/1996

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