SI
SI
discoversearch

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor.  We ask that you disable ad blocking while on Silicon Investor in the best interests of our community.  If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.
Microcap & Penny Stocks : Rande Is. . .FISHING. . [under $1.50]

 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  
To: Rande Is who wrote (2207)5/23/1999 11:12:00 AM
From: T. Ambrose   of 4766
 
Re: filing w/SEC

Rande, thank-you for your feedback to my previous question.

So when a new, legitimate company files with the SEC, the first thing you see is a quarterly or annual report, right? Not some official "application" for filing status.

I was thinking that maybe there was a form that they filed to the SEC that said basically "this is who we are, what we do, and what our intentions are" (or something along those lines.)

A company I have been following is TOCK (no intention on investing in, non-reporting out of Vancouver) made this statement in a news release:

"...today announced that the company has retained counsel in California to prepare the filing of a Registration Statement with the Securities Exchange Commission (SEC) with a view to becoming a Reporting Issuer."

I'm trying to fine-tune my scammy radar, and that's what has me asking all these questions (not that I'm saying TOCK isn't legit, they just seem questionable IMO)
Report TOU ViolationShare This Post
 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext