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Pastimes : Brokerage-Chat Site Securities Fraud: A Lawsuit
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To: Dave O. who wrote (2332)7/25/2003 1:54:06 PM
From: CountofMoneyCristo  Read Replies (1) of 3143
 
Please explain to me if you think it is not a violation of various security laws, NASD and SEC regulations, not to mention state and federal statutes, to operate an advisory service and a brokerage firm at the same time, and to deny that the two are affiliated, in fact for all intents and purposes the alter ego of one another?

Please provide you reasoning. It would support your theories if you provided some actual law that might be on point. Thank-you.
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