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Technology Stocks : America On-Line: will it survive ...?

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To: James F. Hopkins who wrote (2357)3/11/1997 10:00:00 AM
From: Joel Sternberg   of 13594
 
>Hi Joel: I don't really understand the "filing to sell" what I mean
is if they file file on such and such a date..does that mean they
"have sold" , like they had to know about the Tarkioff PR coming
up, so they file..but maybe they wait to sell ? I'm not sure untill
I see the sold at such and such..report..that I generly get late,
and way after the fact..so the meaning of the filing is not clear
to me. Is it just getting in position ?
I would like to have the url were you picked that up as I'm saving
them to a file..and will pass them on to some others..but they
always want the sourse..so if you will please paste it in.
Thanx Jim<

In order for insiders to sell restricted stock, they must first file a form 144 with the SEC. The norm is to file this about a day before actually selling. If the shares are unrestricted, the insider has to file a form 4 by the tenth day of the following month. No url's on this one either. I get all my info off a Bloomberg terminal. You can eventually get this info off of Edgar, although sometimes they (Disclosure Inc.) want to charge. I just checked. There are two 144 filings listed on edgar dated march 5, but I cannot gain access to them.

edgar-online.com
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