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Strategies & Market Trends : The picks
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To: p. webster who wrote (3021)1/26/1997 11:42:00 AM
From: norma fisher   of 6124
 
**STOCK TRADE**
Dear Robin,
Something similar happened to me last spring. I was credited
for a stock split, having bought stock on the day of the split.
I called the company and asked about it and they told me it just
depends on the way the stock split is set up, so I assumed the
double shares were legally mine (not having had much trading
experience).

Then I changed brokers, the former broker wrote it off. Then
I mistakenly sent the first broker a check made out in the name
of the second broker but broker #1 cashed it. I am furious that
a company could just cash a check made out to someone else. I'm
sure I couldn't get away with that.

I do believe that honesty is the best policy, however, I believe
this company (Southwest Securities) is very dishonest. If you want
more details, email me.
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