GUMM - Eliminate the Common Cold Message Board

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Biotech / Medical : GUMM - Eliminate the Common Cold

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To: DanZ who wrote (4520)	8/6/2003 7:56:56 PM
From: StockDung	of 5582

NASD Registered Person: DOMINICK VINCENT PULLANO CRD Number: 1003659 ************** CURRENT EMPLOYMENT (1 of 1) ************ Employing Firm: GUNNALLEN FINANCIAL, INC Firm CRD Number: 17609 Office of Employment address: 190 LINDEN OAKS OFFICE PARK ROCHESTER, NY 14625 USA Start Date: 04/05/2002 End Date: to present PREVIOUS EMPLOYMENT Employing Firm: PAINEWEBBER INCORPORATED Firm CRD Number: Office of Employment address: ROCHESTER, NY Start Date: 10/1990 End Date: 03/2002 Reporting Source: Broker (Form U-4) Date Reported: 04/08/2002 Firm Name: UBS PAINEWEBBWEBBER, INC. Termination Type: Discharged Termination Date: 03/11/2002 Allegations: WHILE I WAS ON A "MEDICAL" LEAVE OF ABSENCE, PAINWEEBER SPOKE WITH ONE OF MY CUSTOMERS AND MADE A TRADE CORRECTION THAT RESULTED IN A $700 HIT TO MY COMMISSIONS. I DENY PAINWEBBER'S ALLEGATION THAT I ACKNOWLEDGED PREPARING AND SENDING FALSE QUARTERLY STATEMENTS. ALL STATEMENTS TO THE CLIENT WERE GENERATED AND SEND BY PAINEWEBBER. Summary: ******** END OF REPORT **********

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