WARNING NOTICES Ireland Salomon Grey Financial Corporation
USA 30/03/2001
centralbank.ie.
WARNING NOTICES
The Central Bank publishes warning notices naming firms which operate as
investment business firms in Ireland without appropriate authorisation. Under the
Investment Intermediaries Act, 1995, it is a criminal offence for an investment firm to
operate in Ireland unless it has appropriate authorisation from the Central Bank of
Ireland. Clients of firms which are not authorised are not eligible for compensation
from the Investor Compensation scheme.
Since obtaining legal powers to warn publicly about firms which are not authorised in
August 1998, the Central Bank has published notices relating to the firms listed below.
Any person wishing to contact the Central Bank with information regarding such firms
or to ascertain if an investment firm is authorised should contact the Bank at:
Email:
red@centralbank.ie
Tel (Locall):
1890 200 469
Tel (International):
00353 1 434 4000
Page 2
WARNING NOTICES ISSUED
COMPANY NAME
LOCATION
PUBLISHED
2
Allied Capital Services Inc
Panama & Costa Rica
02/11/2001
Ametron Consultants Ltd
Cyprus
09/12/1998
Avid Investor, Inc
Hong Kong & Cayman Islands
08/02/2002
Barrington Consultants Inc
Philippines
11/12/2000
Barrington Consultants Inc
Philippines
28/06/2001
Bradford Kempner Investments Limited
Philippines, The Netherlands & Canada
04/09/2000
Bradford Kempner Investments Limited
Philippines, The Netherlands & Canada
23/10/2000
Bull & Bear Capital Management (BVI) Limited
Spain and Switzerland
23/07/2001
Burlington International
Hong Kong
18/11/1999
Cambridge Capital LLC
USA
22/07/1999
Capital Assets Limited
Taiwan and Spain
09/12/1999
Carter James SL
Spain and USA
20/11/2001
CB Peel & Associates
USA
22/05/2000
Chamberlin Management Inc
Spain, Switzerland & USA
04/12/2001
Chateau Schreiber Financial Management & Trust SA Switzerland
26/01/1999
Clanvale Securities S.A.
Venezuela
28/02/2002
Cohen Nesbit Group Limited
Singapore
07/06/2001
Cranley & Associates S. L.
Spain
18/12/2001
Cranley & Associates S. L.
Spain
28/02/2002
Crown Capital Management Corporation Limited
Bahamas
09/01/2001
Dow Templeton & Associates
Turks and Caicos
07/10/1998
Page 3
WARNING NOTICES ISSUED
COMPANY NAME
LOCATION
PUBLISHED
3
Dukes & Co. Securities Inc
Philippines & Belize
22/07/1999
Eastern Capitol International, Corp.
Hong Kong
30/11/1999
Equitex Trading Limited
Thailand
09/08/2001
Euro Asia Investments Inc
Czech Republic
10/05/1999
Euro Zone Consulting
Czech Republic
04/05/2000
Everest 1, Inc
USA
27/11/2000
Evergreen International Spot Trading Inc
USA
07/10/1999
Fairchild Financial Group Inc
USA
21/10/1999
Financial Counseling Group, Ltd
Canada
22/05/2000
First Capital Securities S.A.
Switzerland
07/10/1999
First Federal Capital Inc
Philippines
26/01/1999
First Iberian S.L.
Spain
22/07/1999
Fullerton Financial Corporation
Antigua
21/10/1999
Gerson Lehmann, Inc
Thailand
09/01/2001
GKN Securities Corporation
USA
01/11/1999
Gladco Franklin AG
Switzerland
15/04/1999
Global Asset Partners Ltd
Bahamas & British Virgin Islands
22/07/1999
Global Asset Partners Ltd
Bahamas & USA
02/08/2000
Globe Capital Group
Switzerland & Israel
09/12/1998
Goodman Hart Associates
Spain
22/05/2000
GSG Securities
USA
01/11/1999
Page 4
WARNING NOTICES ISSUED
COMPANY NAME
LOCATION
PUBLISHED
4
International Capital Trust Company Inc
London
21/10/1999
International Consortium Growth Holdings
Bahamas & USA
21/03/2001
Investment Programme Management
Spain
27/08/1998
J R Mathey
Canada
04/05/2000
J.P. Turner & Company, L.L.C.
USA
15/08/2000
J.P. Turner & Company, L.L.C.
USA
25/05/2001
Knowle Sachs & Company Inc
Cayman Islands, Philippines & Switzerland
15/04/1999
Magnum World-Wide Investments
Spain
05/02/1999
Mason, Tait & Montgomery, Inc
Singapore
25/05/2001
Medical Research Associates Venture Capital Fund
USA
18/12/2001
Midland Partners Ltd
United Kingdom
20/11/2001
Millennium Financial Limited
Uruguay
23/03/2000
Millennium Financial Limited
Uruguay
23/10/2000
Millennium Financial Limited
Uruguay, Brazil, Switzerland, Singapore &
Mexico
08/02/2002
Montgomery International Limited
Gibraltar
04/12/2001
Morgan Vanderbilt
USA
26/01/1999
Morrison Cross Financial Investments Limited
Panama
28/02/2001
Oscar Gruss & Son Inc
USA
01/11/1999
Overseas Advisory Corporation
Spain
10/05/1999
Page 5
WARNING NOTICES ISSUED
COMPANY NAME
LOCATION
PUBLISHED
5
Pacific Cortez Securities Inc
USA
15/04/1999
Powers Booth Limited
Austria
28/02/2002
Pryce Weston Incorporated
Philippines
11/12/1998
Quantum Financial Group
Panama
21/12/1998
Royal Hutton Securities Corporation
USA
19/01/2000
Salomon Grey Financial Corporation
USA<
30/03/2001
Saxon & Swift Co Inc
Hong Kong, Philippines & Vanuatu
15/04/1999
Sherman Brothers
Thailand
04/05/2000
Smith & Henderson Associates, Inc
China & Spain
23/07/2001
Sterling & Stone Asset Management
British Virgin Islands & Switzerland
15/04/1999
Sterling Capital Corporation
Philippines
27/11/2000
Strategic Capital Limited
Spain
05/05/1999
Tasin & Co Inc
USA
15/10/1998
Taylor Atlantic Limited
Malaysia
30/03/2001
Taylor Atlantic Limited
Malaysia
28/06/2001
The Capital Group
Taiwan & Spain
09/12/1999
The Pembridge Group
Hong Kong
25/05/2001
Transglobal Consultants Limited
Thailand
11/12/2000
Trans-National Securities & Trust S.A.
Switzerland
23/03/2000
Trident International
Philippines
27/11/2000
Page 6
WARNING NOTICES ISSUED
COMPANY NAME
LOCATION
PUBLISHED
6
United Capital Management Inc
Hong Kong, Philippines & Cayman Islands
04/05/2000
United Global Partners
British Virgin Islands
26/01/1999
W H Carrington
Bahamas
09/12/1998
Whale Securities
USA
11/12/1998
Witter Walwyn Overseas Ltd
Switzerland
05/05/1999
Worldleader Investment Limited
Hong Kong & Philippines
09/12/1999
Updated: 28 February 2002 |
