C3D INC, CONSTELLATION 3D INC, filed this 424B3 on 07/31/2001
The following table provides certain information regarding the ownership of
our common stock by the selling stockholders prior to and after the offering.
We assume that the selling stockholders will sell all of the common stock that
we are registering with this prospectus and will retain all of the common stock
not offered for sale under this prospectus.
<TABLE>
<CAPTION>
Number of
Shares Number of Number of Percent of
Owned Shares Being Shares Shares Owned
Prior to the Offered for Owned After After the
Selling Stockholders Offering(1) Sale the Offering Offering
-------------------- ------------ ------------ ------------ ------------
<S> <C> <C> <C> <C>
Clearview Capital (UK) Ltd..... 120,000 120,000(1) -- --
EpiCenter Venture Finance, Ltd. 416,330 201,954(2) 214,376 *
Focus Tech Investments, Inc.... 50,000 50,000(3) -- --
Halifax Fund, L.P.............. 2,423,290 740,304(4) 1,682,986 3.7%
Jacqueline Hershkovitz......... 27,870 19,710(5) 8,160 *
Sands Brothers & Co., Ltd...... 200,000 200,000(6) -- --
TCO Investment, Inc............ 114,215 30,853(7) 83,362 *
Winnburn Advisory.............. 500,724 242,892(8) 257,832 *
</TABLE>
--------
(1)The information regarding the number of shares owned by our selling
stockholders prior to the offering is based on the data provided to us by
our transfer agent as of June 27, 2001.
* Ownership of less than 1%.
11
<PAGE>
(1)Represents the warrant to purchase 120,000 shares of our common stock at an
exercise price of $0.01 per share. The warrant is immediately exercisable as
of May 29, 2001.
(2)Represents 201,954 shares of our common stock.
(3)Represents the warrant to purchase 50,000 shares of our common stock at an
exercise price of $10.15313 per share. The warrant is immediately
exercisable as of May 15, 2001.
(4)Represents 740,304 shares of our common stock.
(5)Represents 19,710 shares of our common stock.
(6)Represents the warrant to purchase 100,000 shares of our common stock at an
exercise price of $3.67 per share and the warrant to purchase 100,000 shares
of our common stock at an exercise price of $11 per share. The warrants are
immediately exercisable as of May 31, 2001.
(7)Represents 30,853 shares of our common stock.
(8)Represents 242,892 shares of our common stock. |
