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Technology Stocks : Babb Enterprises, A new startup

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To: Paul Andrews who wrote (89)	1/4/1998 2:21:00 AM
From: taxikid	Read Replies (2) of 119

unless you are going to be private fund director, you will have to take a 7 and 63 license. this means you will learn and be tested randomly on a few topics.. adrs/warrants other rights trust indentures secured/unsecured bonds callability putability{of bonds} convertibility, yields.. to maturity.. to call..{and know the formulas} negotiable securities non negot. Us GO's Gov agency obligations muni's notes muni bond insurance repos money markets mutuals calc yields calc sales charges nasd rules of mutual funds tax shelters reits annuities private placements ipo's plus others... like options exchanges and too much too mention.. BTW since you have never made your living off of it what makes you think you can buy a million dollars of penny stocks{or more} and provide the liquidity that may be required by your clients.. not meaning to offend.. but my own area of expertise is options and straight equities.. learning about the bonds every day.. they ain't that simple.. regards taxi

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