What pro merger data can be gleaned from the following data?
Putnam announced their decision in favor
of the merger...What other Institutions
and Mutual funds have also announced in
favor of the merger.
Insiders? Who qualifies as an insider?
Would that be any company employee that
holds stocks in a 401 K plan?
Hewlett-Packard Co
Shareholders Holders $ Value % O/S* Shares
Institutions 1273 22,647.0 57.4% 1,114,093,472
Mutual Funds 2233 8,188.1 20.7% 402,803,718
Insiders 37 2,240.1 5.7% 110,199,033
Rotation Holders $ Value Change % of Buy/Sell Share Change
Buyers 426 2,491.1 6.3% 122,548,918
Sellers 693 -2,407.9 -6.1% -118,455,494
Net -267 83.2 0.2% 4,093,424
Concentration $ Value % O/S Shares
Top 10 Inst. 8,887.0 22.5% 437,185,327
Top 20 Inst. 12,438.6 31.5% 611,903,513
Top 50 Inst. 16,494.7 41.8% 811,437,868
Total Inst. 22,647.0 57.4% 1,114,093,472
Style Holders $ Value % O/S Shares
Growth 407 4,789.9 21.2% 235,632,069
Value 341 8,129.7 35.9% 399,933,809
Income 76 389.7 1.7% 19,172,630
Index 50 4,647.0 20.5% 228,603,020
Momentum 8 88.4 0.4% 4,346,664
Other 391 4,602.3 20.3% 226,405,280
Top 20 Holders (13F)
Institution Shares Held Change % O/S Turnover Style Inv Type Filing Date
Capital Research & Management 66,967,025 -1,897,900 3.4% Mid Core Value IA 12/01
Barclays Global Investors 54,394,317 -748,823 2.8% Low Index BK 12/01
Banc of America Capital Management, Inc. 53,388,751 -1,603,516 2.8% High Core Value BK 12/01
State Street Global Advisors 46,675,236 1,465,267 2.4% Low Index IA 12/01
Alliance Capital Management L.P. 45,447,903 24,113,179 2.3% Mid Core Growth IA 12/01
State Farm Insurance Companies 41,548,300 79,200 2.1% Low Core Growth IC 12/01
Hewlett Foundation 36,457,840 5,626,000 1.9% Mid Specialty EF 12/01
Putnam Investment Management, Inc. 33,719,826 2,278,703 1.7% NA Core Growth IA 09/01
Vanguard Group, Inc. 31,847,099 1,933,416 1.6% Low Index IA 12/01
Wellington Management Company, LLP 26,739,030 3,191,600 1.4% Mid Core Value IA 12/01
Brandes Investment Partners, L.P. 24,735,122 11,120,300 1.3% Mid Core Value IA 12/01
Davis Selected Advisers, L.P. 22,658,619 -5,346,430 1.2% Mid GARP IA 12/01
Fidelity Management & Research 21,589,758 4,173,393 1.1% Mid GARP IA 12/01
Dodge & Cox 21,351,754 4,878,165 1.1% Low Deep Value IA 12/01
Smith Barney Asset Management 16,563,026 -4,842,400 0.9% Low GARP IA 12/01
Jennison Associates LLC 14,854,642 -8,991,807 0.8% Mid Growth IA 12/01
Deutsche Asset Management Americas 14,588,433 -4,891,584 0.8% Low Index BK 12/01
Mellon Bank (Private Asset Management) 13,466,382 1,014,166 0.7% Low Index BK 12/01
Templeton Investment Counsel, Inc. 12,518,133 1,557,205 0.6% Mid Core Value IA 12/01
College Retirement Equities Fund 12,392,317 636,091 0.6% Low Index PF 12/01
Top 20 Shares Held 611,903,513 (54.92%)
Total Shares Held 1,114,093,472
Top 5 Buyers
Institution Shares Held Change % O/S Turnover Style Inv Type Filing Date
Alliance Capital Management L.P. 45,447,903 24,113,179 1.2% Mid Core Growth IA 12/01
Brandes Investment Partners, L.P. 24,735,122 11,120,300 0.6% Mid Core Value IA 12/01
Hewlett Foundation 36,457,840 5,626,000 0.3% Mid Specialty EF 12/01
Dodge & Cox 21,351,754 4,878,165 0.3% Low Deep Value IA 12/01
Deutsche Banc Alex. Brown 7,241,571 4,508,571 0.2% Low Specialty RF 12/01
Top 5 Shares Bought 50,246,215 (41.00%)
Total Shares Bought 122,548,918
Top 5 Sellers
Institution Shares Held Change % O/S Turnover Style Inv Type Filing Date
Fayez Sarofim & Co. 926,093 -14,673,634 -0.8% Low Core Growth IA 12/01
Jennison Associates LLC 14,854,642 -8,991,807 -0.5% Mid Growth IA 12/01
Lazard Asset Management Ltd. 104,280 -5,961,423 -0.3% High Core Value IA 12/01
Davis Selected Advisers, L.P. 22,658,619 -5,346,430 -0.3% Mid GARP IA 12/01
Deutsche Asset Management Americas 14,588,433 -4,891,584 -0.3% Low Index BK 12/01
Top 5 Shares Sold -39,864,878 (33.65%)
Total Shares Sold -118,455,494
Top 10 Mutual Fund Holders
Institution Shares Held Change % O/S Turnover Style Inv Type Filing Date
Washington Mutual Investors Fund 36,300,000 1,300,000 1.9% Low Yield MF 12/01
Investment Company of America 17,381,400 -606,300 0.9% Low Core Value MF 12/01
Vanguard 500 Index Fund 16,014,685 -230,901 0.8% Low Index MF 06/01
Putnam Fund for Growth and Income Fund 15,558,925 5,817,386 0.8% Mid Yield MF 10/01
Davis New York Venture Fund 11,730,450 -4,640,000 0.6% Low GARP MF 12/01
CREF Stock Account 10,620,199 -595,604 0.5% Low Index MF 06/01
Vanguard PRIMECAP Fund 10,400,000 0 0.5% Low GARP MF 08/01
Dodge & Cox Stock Fund 6,665,000 1,350,000 0.3% Low Deep Value MF 12/01
Vanguard Institutional Index Fund 6,290,435 38,600 0.3% Low Index MF 06/01
Vanguard Wellington Fund, Inc. 6,000,000 2,000,000 0.3% Low Yield MF 05/01
Top 10 Shares Held 136,961,094 (34.00%)
Total Shares Held 402,803,718
*Ownership may exceed 100% due to the nature and timing of public filings. |
