Y2K (Year 2000): Is Wall Street & Banking Vulnerable? Message Board

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Technology Stocks : Y2K (Year 2000): Is Wall Street & Banking Vulnerable?

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To: C.K. Houston who wrote (52)	6/24/1999 12:02:00 PM
From: C.K. Houston	Read Replies (2) of 158

SEC PONDERS YEAR 2000 A commissioner for the Securities and Exchange Commission (SEC) today said the agency has proposed a year 2000 operation capability rule. The rule would require brokerages to verify their year 2000 readiness by Oct. 15 OR RISK BEING SHUT DOWN. computerworld.com June 23, 1999 Apparent response to ... MORE FINANCIAL SERVICES FIRMS MISS SEC Y2K DEADLINE A Securities and Exchange Commission (SEC) official confirmed ... that the agency is considering fining several financial services companies that have missed a recent Y2K status disclosure filing deadline ... In fact, a number of broker-dealers and transfer agents have missed the May 30, 1999 filing deadline ... The commission is now deciding if any further actions will be taken against the unnamed companies, Addleman also said ... Several federal government agencies, meantime, have joined to put together a communications kit that will reportedly help securities firms, stock exchanges, regulators and even the media to provide the public with details of the financial services industry's battle against the Y2K Problem. The President's Council on Year 2000 Conversion, the Securities and Exchange Commission (SEC), the National Association of Securities Dealers (NASD) and the Securities Industry Association (SIA) have published the "Year 2000 Investors Kit." In the kit, investors are advised: ... newsbytes.com June 13, 1999 UPDATE July 24, 1999 currents.net ========================================================= SEC Y2K COMPANY DATABASE sec.gov Cheryl

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