SI
SI
discoversearch

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor.  We ask that you disable ad blocking while on Silicon Investor in the best interests of our community.  If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.
Microcap & Penny Stocks : Amazon Natural (AZNT)
 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  
To: EL KABONG!!! who wrote (23497)7/15/1999 11:20:00 PM
From: Q.  Read Replies (2) of 26163
 
Kerry, in the U.S. a broker would typically be suspended or banned from being a broker, and it would be the NASD that would do it.

Nobody would tell an American broker that went astray that he is prohibited from being an officer of a co. or that they cannot become involved in investor relations, as the BC Securities commission did.

A good example is the American company FNTT. The CEO was banned and fined by the NASD about 8 years ago. He is now an officer (CEO) of a publicly traded company, and the main activity of that company is investor relations for client companies.

Interesting to see that in this respect Canada seems to have a better system for keeping the slimeballs from further messing with investors.

Probably just a matter of time, though, before they find their way south of the border to promote stocks and the like in the U.S., out of the reach of the BC Securities Commission.
Report TOU ViolationShare This Post
 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  

HomeMailHotSubjectMarksPeopleMarksKeepersSettings
Terms Of UseContact UsCopyright/IP PolicyPrivacy PolicyAbout UsFAQAdvertise on SI
© 2026 Knight Sac Media.  Data provided by Twelve Data, Alpha Vantage, and CityFALCON News