To: flodyie (1259 )
From: Francois Goelo Tuesday, May 25 1999 12:22AM ET
Reply # of 1296
Actually, I asked the same question to d'Amaro today. He said the financials...
are practically finished. So, we're probably looking at another 2 weeks or so, judging form past experience with Companies about to release their financials.
F. Goelo + + +
Gerard Joseph D'Amaro (CRD #2385619, Registered Representative, Boca
Raton, Florida) was named as a respondent in an NASD complaint alleging that
he provided to a public customer correspondence in the form of letters, facsimile
transmissions, and telexes written by , containing false and misleading
representations. The complaint also alleges that D'Amaro failed and neglected to
obtain prior approval of the correspondence from a principal of his member firm
when he knew or should have known that prior approval of outgoing
correspondence was required pursuant to the NASD rules. (NASD Case #C05990019) |
