ECN Bogus Bids and offers, Manipulation BY MMs Message Board

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Non-Tech : ECN Bogus Bids and offers, Manipulation BY MMs

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To: flyboy who wrote (59)	7/21/1999 2:56:00 AM
From: Anthony@Pacific	of 112

NASD<----------UNDER REVIEW!!!!!!!!! BY Criminal Investigators!!!!!! Ive been saying this all along..this is only the tip of the Ice Berg! Page 1 / BN NASD Employees Probed Over Leaks to Brokerage Firm, WSJ Says Jul 18 1999 23:49 New York, July 19 (Bloomberg) -- The Manhattan district attorney is scrutinizing whether National Association of Securities Dealers employees with access to secret documents helped a brokerage firm evade regulators, the interactive edition of the Wall Street Journal reported, citing people close to the situation. It is examining how internal documents, including an ''investigative game plan,'' got into the hands of officers of A.S. Goldmen & Co. while the NASD was investigating Goldmen. The possibility that Goldmen received inside help is the latest twist to the investigation of alleged penny-stock fraud at the now-inactive firm, the newspaper said. The Naples, Florida brokerage firm was indicted this month along with 33 individuals, accused of defrauding investors of nearly $100 over three years ago. (The Wall Street Journal Interactive 7/19 www.wsj.com) --Abigail Wyatt in the London newsroom (44 171) 330 7321/cp

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