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Technology Stocks : VALENCE TECHNOLOGY (VLNC)

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To: Rich Wolf who wrote (13337)7/23/1999 10:38:00 PM
From: Larry Brubaker  Read Replies (2) of 27311
 
<<When I first investigated CC last year, I recall seeing deals that Castle Creek did with other companies where they had written in such clauses, but never invoked them.>>

Can you back up this claim, Rich? I've now found 2 deals in which Castle Creek has been involved with floorless financing (SCUR and FIBR) in which the stock prices of the financees tanked (FIBR, $12 to $2, and SCUR $29 to $2.25) during the floorless conversion period.

I've documented these instances on this thread. Can you document cases in which Castle Creek has done a floorless deal and converted at either the ceiling or above the ceiling?
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