UPCA - Uniprime Capital Acceptance, Inc. Message Board

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Microcap & Penny Stocks : UPCA - Uniprime Capital Acceptance, Inc.

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To: Michael E. Baldino who wrote (250)	7/25/1999 11:49:00 AM
From: Janice Shell	Read Replies (1) of 640

No. All SEC trading halts are temporary. If, after the two-week suspension period is up, the company wants to trade once again as an OTCBB company, it must persuade a market maker to file a form 15c2-11. In order for the form to be completed, the company needs to supply recent financials and a number of other things. The market maker who signs off on it warrants its accuracy. This is why mms rarely want to step up to the plate in these situations. If no Form 15c2-11 is filed, the company can indeed trade, but only as a pink sheet.

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