Status of audit:
We are in the process of completing the final report on Softlink's first audit. The audit, which began mid-May has been finalized, though taking longer than was expected for its completion. This was due to the lengthy period of time that the audit covered and the compilation of a large volume of records including previous years. You will see the final report in the near future.
To: Francois Goelo (1282 )
From: flodyie Sunday, Jul 18 1999 7:25PM ET
Reply # of 1305
To: flodyie (1259 )
From: Francois Goelo Tuesday, May 25 1999 12:22AM ET
Reply # of 1296
Actually, I asked the same question to d'Amaro today. He said the financials...
are practically finished. So, we're probably looking at another 2 weeks or so, judging form past experience with Companies about to release their financials.
F. Goelo + + +
Gerard Joseph D'Amaro (CRD #2385619, Registered Representative, Boca
Raton, Florida) was named as a respondent in an NASD complaint alleging that
he provided to a public customer correspondence in the form of letters, facsimile
transmissions, and telexes written by , containing false and misleading
representations. The complaint also alleges that D'Amaro failed and neglected to
obtain prior approval of the correspondence from a principal of his member firm
when he knew or should have known that prior approval of outgoing
correspondence was required pursuant to the NASD rules. (NASD Case #C05990019)
To: flodyie (1297 )
From: Francois Goelo Sunday, Jul 18 1999 11:07PM ET
Reply # of 1305
I bet the "offence" happened a long long time ago when he was still learning. FG
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