Rich, did you see this SC 13G filed Aug 5?
sec.gov
Brookhaven Capital Management filed that they have 1,941,200 shares ( 6.9%) of NTN.
(a) The names of the persons filing this statement are Brookhaven Capital Management, LLC a California limited liability company ("LLC"), and Vincent A. Carrino ("Carrino")(collectively, the "Filers").
(b) The principal business office LLC and Carrino is located at 3000 Sand Hill Road, Building 3, Suite 105, Menlo Park, CA 94025.
LLC, a registered investment advisor, is a general partner of limited partnerships pursuant to limited partnership agreements providing to LLC the authority, among other things, to invest the funds of the partnerships in Stock, to vote and dispose of Stock and to file this statement on behalf of the partnerships.
I've been on holiday and haven't had time to research Brookhaven beyond what is in the filing.
BTW, I hope the shareholder proposal in the proxy gets defeated. I find it to be naive and misguided.
June |