MAZZ, wasn't REG S mentioned as not a problem in GA Bards' old Due Dillies, not omitted in mention? Omitted now. RE:
I want Boardwalk and Park Place; not, Mediterranean and BALTIC- Collect $200 as you pass go, unless the stock price has fallen, then; collect $1000 for every big %age related fall...ie a $1.00 fall to a dime can 10 bagger with's Reg S securities( a dillutive affect). Food for though, if there are any S thoughts or deeds/ actions? OK, is there any Reg S out there ...now...within the last whatevers- say start 40 + days before the biggie drop. The Middie Drop ( the span of 40 days wbetween the 6 buck to 3 buck drop? ) Now even. Proper Due Dilly would have a lock on such an answer, is it on the list? POS/PAS?
balticbankinggroup.com
<<..Investment Opportunities
Regulation S
Baltic Trust Company PLC
27 January 1998
Summary of Reg. S investment opportunity
The basic reason that substantial net returns are available in the purchase and resale of Reg. S securities is as follows:
The USA Securities and Exchange Commission (SEC) has very strict, complex, time consuming and therefore costly regulations.
It may therefore cost from $500,000 to $1,000,000 and take six months to register a securities offering in the USA.
The SEC is not able to effectively apply its jurisdiction outside of the USA.
It therefore permits, under Reg. S, the sale of securities outside of the USA to non US persons without registration in the USA and the resale of those securities into the USA market after a 40 day holding period.
Companies are willing to sell, under Reg. S, for a lower price because they have saved the registration costs and do not have the time delays associated with a USA offering and SEC registration.
Many companies are prepared to give price protection to the purchaser so that should the price decrease during the holding period then the company will issue more shares so that the investor will not suffer a loss due to a decrease in the share price during the holding period.
There are many companies prepare to make Reg. S offerings requiring various amounts of investment for various lock up periods.
It is therefore possible to use the same investment capital two to four time per year and turn a 15% discount on each investment into a 40-50% rate of return without taking undue risk.
Frequently Asked Questions and Answers
Q: What guaranty do I have that I will not lose money? Is not investing in unregistered securities risky?
A: The company issuing the shares will be registered with the SEC, will file reports, including audited financial statements with the SEC and will be audited by an independent SEC approved CPA firm. After the 40 day holding period, the shares are free trading in the same way as registered shares. You only have the additional risk of holding for the 40 day period.
Q: A lot can happen in 40 days. The price of the shares could go down and then I would lose money. Is not this a very big risk?
A: It is possible to get price protection from the issuing company so that if the price of the shares decreases during the 40 day holding period, then more shares are issued to the investor so that he does not suffer any loss due to a decrease in the price of the shares during the 40 day holding period.
Q: That is all fine and well if the company lives up to its obligations but they could default. Would I not lose money then?
A: We only deal with reputable companies that live up to their obligations. This is the same level of risk that you have in any transaction. The point is that the business can be done in such a way that the investor does not undertake any additional risk, yet does benefit from additional reward.
Q: So if this is such a good deal why does not everyone do it?
A: The law does not permit everyone to do it. Only persons who are not USA citizens or residents are permitted to invest under the Reg. S rules. There are many persons who are investing this way and benefiting accordingly. It is not, however, easy to find the best companies who wish to issue the share under the best terms and conditions. That is why we are able to charge substantial fees for our services. Never the less, this is an anomaly in the market which will not be available forever. It is important therefore to act now.
Program Summary
-- NOT AVAILABLE TO USA NATIONALS OR RESIDENTS --
A client need only sign the instruction letter, fill out a signature card and transfer funds. Thereafter specific purchases will be offered with complete disclosure packages, all in compliance with applicable rules and regulations concerning financial and securities laws. You may decline to invest in any share that you are uncomfortable with. We are hesitant to represent that 2% to 3% per month is possible. It sounds too good to be true. This program is not without risks and we would not wish to do business with anyone who could not evaluate the risks and make an informed judgment to accept those risks. The rate of return is a function of the issuing companies lower costs. They do not have to file registration statements in the USA when the securities are offered to non-resident foreign nationals. The USA government has determined that obtaining foreign capital is more important then imposing its regulatory system or collecting taxes from foreigners dealing in USA securities. It is unlikely that this market anomaly will last long. In time, the differences between domestic and foreign offered USA securities will narrow. Today very attractive rates of return are possible. All you need to do to get the ball rolling is fill out the instruction letter, signature card and transfer funds.
For clients who have $500,000.00 or more to invest, Baltic Trust Company PLC offers a program where the funds and securities can be held in an account at a securities broker, bank or trust company that the investor designates. This procedure will take additional time to realize. Additionally, we introduce clients to investment managers and advisors who deal in this market and can offer special tailor made programs. Accounts will be audited and an audit report, from a major international auditing firm, will be delivered to the investor each year. The minimum time period for investing in this program is one year. In certain circumstances, we may require that the client deal through a local securities broker so that local securities laws in the jurisdiction of the client investor are fully complied with. We reserve the right to decline the account of any person based upon our counsel's recommendation. ..>>
Chucka |
