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Biotech / Medical : Immucor

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To: Mason Barge who wrote ()9/5/1999 9:04:00 AM
From: Thomas Kirwin   of 422
 
What is a Beneficial Ownership Filing?

Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the Commission a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
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