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Technology Stocks : LUMM - Lumenon Innovative Lightwave Technology Inc.
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To: RCDTD who wrote (808)9/12/1999 11:17:00 AM
From: who cares?  Read Replies (1) of 2484
 
Yes you have to have audited financials filed with the SEC to get a Nasdaq listing. In fact LUMM will soon have to have them to stay on the OTCBB. Ask N or go to otcbb.com and do some perusing, and you can find what month the letter "L's" have to be fully reporting or get the dreaded E added to their symbol.
Of course they could file with the SEC and apply to the NASDAQ the same day, but odds are they won't, that's nothing against LUMM, just the whole OTCBB world in general. Taking into account that LUMM seems to be associated with some unsavory folk and the odds drop even lower.
Mr. Burns
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