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Strategies & Market Trends : Roth IRA ideas

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To: Colin Cody who wrote (353)	9/14/1999 5:14:00 AM
From: Lan Jaron	Read Replies (1) of 388

Dear Colin: Thanks for your concern. I filed a complain with SEC, SEC asked Waterhouse to respond, Waterhouse canceled the last trade which was not suppose to happen. They credited my account with the difference (more than $5000). The funny thing is that Waterhouse never bother to call or write to me to explain the solution. They just sent me a few statement to cancel my buy and sell orders, pretend it never happened. They did try to provoke my right to trade on line for a couple of months, I told them I was moving my account to Dreyfus, they backed off. I can only guess that SEC place the burden on brokers to check the errors. The same thing will not happen in Schwab, DLJ because they won't let me trade when I'm over my limit in IRA. Jaron

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