Zia Sun(zsun) Message Board

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Microcap & Penny Stocks : Zia Sun(zsun)

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To: Coachman who wrote (4282)	9/20/1999 1:48:00 PM
From: Sir Auric Goldfinger	Read Replies (3) of 10354

Cman, you are wrong. NASD broker dealers are not allowed to pay referal fees to non NASD members. Here's ZSUN's 10KSB showing just such an arrangement: "On July, 1999, Swiftrade entered into an Online Stock Trading Agreement with WdoT.rade, Inc., a division of West American Securities Corporation ("West America"), a registered broker-dealer and member of the NASD. Under the terms of the agreement Swiftrade will design, host and manage a website for WdoT.rade as an online trading portal to provide international investors with 24-hour direct access to the United States Securities market through West America. WdoT.radeWest America shall pay Swiftrade a referral fee of $40 per account opened through the services and facilities provided by Swiftrade. A copy of the Online Stock Trading Agreement is attached hereto and incorporated herein by this reference. See Exhibit Index, Part III.

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