From today's SEC Digest:
RONALD KNITTLE AND MARY ERICKSON ENJOINED BY CONSENT
The Commission announced that on September 21 the Honorable Zita L. Weinshienk, United States District Judge for the District of Colorado entered orders of permanent injunction against Ronald A. Knittle (Knittle) and Mary A. Erickson (Erickson) of Parker, Colorado. The order, which was entered pursuant to the consent of Erickson and Knittle, in which they neither admitted nor denied the allegations of the complaint, prohibits them from further violations of the registration, anti-fraud, and filing provisions of the federal securities laws. The order also requires Knittle and Erickson to jointly and severally disgorge $150,000, but waives payment of such amount and does not impose a civil penalty based on their demonstrated inability to pay such sums.
The Court's order enjoins Knittle from further violations of Sections 10(b), 13(b)(2)(A), 13(b)(2)(B), 13(a), and 13(d) of the Securities Exchange Act of 1934 and Rules 10b-5, 13a-1, 13a-11, 13a-13, 12b-20, and 13d-1 thereunder and Section 5(a), 5(c), and 17(a) of the Securities Act of 1933. The Court's order enjoins Erickson from further violations of Sections 10(b), 13(b)(2)(A), 13(b)(2)(B), and 13(a) of the Securities Exchange Act of 1934 and Rules 10b-5, 13a-1, 13a-11, 13a-13, and 12b-20 thereunder and Section 5(a), 5(c), and 17(a) of the Securities Act of 1933. [SEC v. Ronald A. Knittle and Mary A. Erickson, Civil Action No. 98-Z-1020, D. Colo.] (LR-16289)
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