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Strategies & Market Trends : Talk to Lola:)

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To: Lola who wrote (1156)9/26/1999 3:54:00 PM
From: The Osprey  Read Replies (1) of 2010
 
I liked this part in the post Lola"You
must thoroughly understand the business your clients are asking you to
transact so that you do not find yourself an unwilling participant in a
manipulative or law-breaking scheme," warns Mr. Brown."


Will this apply to the business of cannacord in the canadian markets as well or are they just saying that previously the"Know Your Client"rule which slows down all retail investors orders didn't mean anything and was not enforced by their firm prior to this occurence or change of policy????
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