Help! I'm trying to reconcile these two tables, dealing with TMSR ownership.
Here's from their proxy, filed approx Sep 1, containing material apparently from May in some cases.
NAME AND ADDRESS OF BENEFICIAL OWNER(1) OWNED(2) OWNED(2)
---------------------------------------------------------------------------------------- ----------- -------------
<S> <C> <C>
C. Norman Winningstad(3)..................482,360.........9.8
Sawtooth Capital Management, L.P.(4)......448,400.........9.2
G. Gerald Pratt(5)........................429,348.........8.7
Robert A. Simms, Sr.(6)...................242,850.........5.0
55 RAILROAD AVE.
GREENWICH, CT 06830
Milton R. Smith(7)........................281,642.........5.7
Robert L. Carter(8).......................258,835.........5.3
Frank G. Hausmann(9)......................190,000.........3.7
G. Edward Brightman(10)...................107,774.........2.2
Frederick M. Stevens(11)...................34,458.........*
Graham E. Dorland(12)......................32,200.........*
General Merrill A. McPeak(13)..............25,600.........*
David A. McFeeters-Krone(14)....................0.........*
Robert B. Smart(15).............................0.........*
All Executive Officers and Directors as a group (11 persons)(16)........................ 1,842,217 34.0
(and various footnotes explaining that practically all of the "stock owned" by corporate officers are actually options)
Then here's the table from
marketguide.com
Top Institutional Holders
Rank Institutional Name Report Date Position
1 DIMENSIONAL FUND ADVISORS INC 06/30/99................152,400
2 STROME, SUSSKIND INVESTMENT MANAGEMENT L.P. 06/30/99...83,924
3 HBK INVESTMENTS, L.P. 06/30/99.........................50,000
4 DRIEHAUS CAPITAL MANAGEMENT, INC. 06/30/99.............41,977
5 BARCLAYS BANK PLC 06/30/99.............................29,102
6 VANGUARD GROUP, INC. (THE) 06/30/99....................24,800
7 SIMMS CAPITAL MANAGEMENT, INC. 06/30/99................24,260
8 RS INVESTMENT MANAGEMENT, L.P. 06/30/99................20,000
9 DUNCAN-HURST CAPITAL MANAGEMENT 06/30/99...............13,810
10 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT INC. 06/30/99...12,500
Are these two tables really reporting on the same thing?? Or are there differences between "Beneficial Ownership" (the top table) versus "Institutional Ownership"?? I kind of assumed that Institutional Ownership would be a subset of Beneficial Ownership, but apparently not...
I'm a bit confused (obviously!) because these two tables either are largely unrelated, or things have really gone topsy-turvy in the past couple of months...
Any help out there??
Thankx,
-- Pete |
