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Pastimes : ISOMAN AND HIS CAVE OF SOLITUDE

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To: ISOMAN who wrote (309)10/17/1999 2:27:00 PM
From: Jeffrey L. Henken   of 539
 
Great post. This has been a very useful discussion. I appreciate your taking the time to fully explain where you are coming from and on what you base your thoughts and opinions. There is an obvious admission here that SEC rules have been broken and that the tolerence of such rule breaking is not to be overlooked.

"There are so many problems that have occurred with L board trading that it is incumbent on every salesman to take every precaution to ensure that they are meeting all the securities regulations in both the U.S. and Canada. You must thoroughly understand the business your clients are asking you to transact so that you do not find yourself an unwilling participant in a manipulative or law-breaking scheme," warns Mr. Brown.

Thanks again, Jeff
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