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Microcap & Penny Stocks : fhtv Fisher Television Corp

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To: Michael E. Baldino who wrote (386)10/20/1999 3:52:00 PM
From: Patrick Smith  Read Replies (3) of 641
 
Michael.....

There are certain requirements one must complete if that were the case......

Schedule 13D. This SEC document is filed by holders of 5% or more of any class of a company's shares. When a person or entity first reaches the 5% ownership level, a 13D must be filed within 10 days and the intention of the investment must be stated on the form. Subsequent trades must be promptly stated on an amended 13D. If there is not a B (for buy) or S (for sale) designation, you must look at the change in total holdings to determine if the amendment shows an increase or decrease in ownership.
13D-B Schedule 13D with the B (for buy) designation supplied.
13D-S Schedule 13D with the S (for sale) designation supplied.


...seen any schedule 13D-B's filed lately?
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