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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony,

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To: Arcane Lore who wrote (24245)10/22/1999 11:41:00 PM
From: Arcane Lore  Read Replies (1) of 122087
 
The SEC is considering modifications to Rule 10a-1 - the short sale rule. They are inviting public comments on eight diverse concepts relating to this rule:

suspending the short sale rule when the security or market is above a threshold price;

providing an exception for actively traded securities;

focusing short sale restrictions on certain market events and trading strategies;

excepting hedging transactions from short sale regulation;

revising short sale regulation in response to certain market developments;

revising the definition of "short sale";

extending the short sale rule to non-exchange listed securities; and

eliminating Rule 10a-1.


The full short sale concept release can be found at: sec.gov

The current rule 10a-1 can be found at: law.uc.edu
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