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Pastimes : Whodunit? Two Stockbrokers Murdered in Jersey; No Clues
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To: Janice Shell who wrote (88)10/29/1999 4:50:00 PM
From: jhild  Read Replies (1) of 1156
 
NASD Regulation's Public Disclosure Program contains only information on brokers who are or have been registered with and licensed by the NASD. This search mechanism can provide information only on brokers who have had an active NASD registration/license at any time since November 1, 1996.

Note you will also not find (at least I didn't) info on Chalem or Lehmann. Lehmann was definitely identified as a broker with A.S. Goldmen, but these actions by the SEC have apparently cut short their brokerage careers back in 1996. The same could be true for Bockler.
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