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Pastimes : Whodunit? Two Stockbrokers Murdered in Jersey; No Clues
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To: Janice Shell who wrote (109)10/30/1999 1:06:00 PM
From: jhild  Read Replies (3) of 1156
 
Here's the broker record on a Robert Carlin that may have been the one mentioned as being associated with the brokerage that was pushing Clean X-Press (CLNX) that announced a purchase of Chalem's motel in Hampton Bays. I believe that Sovereign Equity and Euro-Atlantic were mentioned in the Businessweek article about the MOB on Wall Street.

CRD# 1310868
ROBERT JAMES CARLIN

Employing Firm: OLD DOMINION EQUITIES
Firm CRD Number: 44286
Office of Employment
Address: GLEN ALLEN 23060

Start Date: 09/15/1997
End Date: to present
Positions Held:

PREVIOUS EMPLOYMENT

Employing Firm: WEST AMERICA SECURITIES CORP
Firm CRD Number: 35035
Office of Employment
Address: NEW YORK
Start Date: 02/13/1998
End Date: 06/01/1998
Positions Held:
Employing Firm: GLOBAL STRATEGIES GROUP, INC.
Firm CRD Number: 27414
Office of Employment
Address: NY 10004
Start Date: 04/08/1997
End Date: 04/15/1998
Positions Held:
Employing Firm: EURO-ATLANTIC SECURITIES INC.
Firm CRD Number: 21367
Office of Employment
Address: NEW YORK, New York 10004
Start Date: 10/07/1996
End Date: 04/03/1997
Positions Held:
Employing Firm: SOVEREIGN EQUITY MANAGEMENT CORP.
Firm CRD Number: 20016
Office of Employment
Address: NEW YORK, New York 10004
Start Date: 10/10/1995
End Date: 11/12/1996
Positions Held: OTHER - COMPLIANCE
Employing Firm: THE AGEAN GROUP, INC
Firm CRD Number: 30835
Office of Employment
Address: BOCA RATON 33432
Start Date: 05/15/1995
End Date: 06/23/1995
Positions Held: OTHER - A.E
Employing Firm: D. BLECH & COMPANY, INCORPORATED
Firm CRD Number: 26063
Office of Employment
Address: BOCA RATON 33486
Start Date: 07/07/1994
End Date: 09/25/1994
Positions Held: OTHER - COMPLIANCE
Employing Firm: JOSEPH ROBERTS & CO., INC.
Firm CRD Number: 15971
Office of Employment
Address: BOCA RATON 33432
Start Date: 01/29/1993
End Date: 08/03/1993
Positions Held: OTHER - BRANCH MGR.
Employing Firm: PARK PLACE FINANCIAL
Firm CRD Number:
Office of Employment
Address: BOCA RATON
Start Date: 12/01/1992
End Date: 12/01/1997
Positions Held:
Employing Firm: PARK PLACE INC
Firm CRD Number:
Office of Employment
Address: BOCA RATON
Start Date: 12/01/1992
End Date: 07/01/1994
Positions Held:
Employing Firm: KENT CAPITAL
Firm CRD Number:
Office of Employment
Address: TAMPA
Start Date: 09/01/1992
End Date: 12/01/1992
Positions Held:
Employing Firm: J. W. GANT & ASSOCIATES, INC.
Firm CRD Number: 7963
Office of Employment
Address: BOCA RATON
Start Date: 04/02/1985
End Date: 07/07/1992
Positions Held: OTHER - COMPLIANCE

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