Re: More on AS Goldman (odds and ends)
[Thanks to Arcane Lore]
NASD Member Firm: A.S. GOLDMEN & CO., INC.
CRD Number: 23180
SEC Number: 8-040257
Applicant Name on Form BD: A.S. GOLDMEN & CO., INC.
Main Office Located in NASD District: 9-Woodbridge
Main Office Address: C/O BODY BY BORIS - 40 BRIDGE AVE.
GALLERIA BLDG. 1 2ND FL.
RED BANK, NJ 07701
Mailing Address: C/O BODY BY BORIS - 40 BRIDGE AVE.
GALLERIA BLDG. 1 2ND FL.
RED BANK, NJ 07701
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[Thanks to Janice Shell]
Interestingly, A. S. Goldmen is still an active corporation:
10/30/99 CORPORATE DETAIL RECORD SCREEN 2:35 PM
NUM: F96000004973 ST:NY ACTIVE/FOREIGN PROF
FLD: 09/26/1996
FEI#: 11-2918865
NAME : A.S. GOLDMEN & CO., INC.
PRINCIPAL: TWO BRIDGE AVENUE, 2ND FLOOR CHANGED: 04/29/99
ADDRESS THE GALLERIA , BLDG 1
RED BANK, NJ 07701 US
RA NAME : MARCHIANO, ANTHONY
RA ADDR : 501 GOODLETTE RD ADDR CHG: 04/29/99
SUITE C210
NAPLES, FL 34102
ANN REP : (1997) B 09/12/97 (1998) B 07/23/98
10/30/99 OFFICER/DIRECTOR DETAIL SCREEN 2:38 PM
CORP NUMBER: F96000004973
CORP NAME: A.S. GOLDMEN & CO., INC.
TITLE: CP NAME: MARCHIANO, ANTHONY
501 GOODLETTE RD, STE #C210
NAPLES, FL 34102
TITLE: CV NAME: WINKLER, STUART
2 BRIDGE AVD, 2ND FLR GALLERIA
RED BANK, NJ 07701
Who are Marchiano and Winkler? There are three other corporate registrations for a "Stuart Winkler" in Florida, all having to do with cars and boats. May not be the same person. Marchiano appears only in connection with Goldmen.
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[Thanks to Jhild]
With regard to Stuart Winkler:
In 1989, the firm hired Stuart Winkler, who between 1979 and 1986 had worked in the New York office of NASD's regulatory arm and, according to investigators, had intimate knowledge of regulatory tactics and investigations. Mr. Winkler, who also was among those indicted, served as Goldmen's chief financial officer. Ted Wells, an attorney for Mr. Winkler, said Mr. Winkler "anticipates his day in court and his opportunity to clear his good name."
cyber.law.harvard.edu
From the court filings and SEC references the full name is Stuart E. Winkler
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[Thanks to Janice]
And....did someone say "New Smyrna Beach, Florida"? I thought at first it must have been another Stuart Winkler, but evidently not. BTW, isn't it funny that there appear to be two people named "Stuart" involved in this case? Stuart Winkler and Stuart Bockler/Bockstein.
10/30/99 CORPORATE DETAIL RECORD SCREEN 2:42 PM
NUM: P96000094751 ST:FL ACTIVE/FL PROFIT
FLD: 11/18/1996
FEI#: 59-3417251
NAME : STUART'S CAR CARE CENTER, INC.
PRINCIPAL: 219 NORTH DIXIE FREEWAY
ADDRESS NEW SMYRNA BEACH, FL
RA NAME : WRIGHT, THOMAS D
RA ADDR : 340 NORTH CAUSEWAY
NEW SMYRNA BEACH, FL 32169 US
ANN REP : (1997) BY 03/04/97 (1998) BY 04/30/98
10/30/99 OFFICER/DIRECTOR DETAIL SCREEN 3:31 PM
CORP NUMBER: P96000094751
CORP NAME: STUART'S CAR CARE CENTER, INC.
TITLE: D NAME: WINKLER, STUART
219 NORTH DIXIE FREEWAY
NEW SMYRNA BEACH, FL 32168
TITLE: D NAME: WINKLER, LIANN
219 NORTH DIXIE FREEWAY
NEW SMYRNA BEACH, FL 32168
10/30/99 CORPORATE DETAIL RECORD SCREEN 2:41 PM
NUM: N46164 ST:FL ACTIVE/FL NON-PROF
FLD: 11/22/1991 EFF: 11/21/1991
LAST: REINSTATEMENT
FLD: 12/19/1994
FEI#: 59-3095245
NAME : CITIZENS FOR RESPONSIBLE BOATING, INC
PRINCIPAL: 2640 W. HIGHLAND PARK RD.
ADDRESS DELAND, FL 32720
RA NAME : SPENCE, HAL
RA ADDR : 221 N. CAUSEWAY
NEW SMYRNA BEACH, FL 32169 US
ANN REP : (1997) B 05/09/97 (1998) B 04/23/98 (1999) A 05/10/99
10/30/99 OFFICER/DIRECTOR DETAIL SCREEN 2:41 PM
CORP NUMBER: N46164
CORP NAME: CITIZENS FOR RESPONSIBLE BOATING, INC.
TITLE: DP NAME: RAWLINS, RICK
2640 W. HIGHLAND PK RD.
DELAND, FL
TITLE: DVP NAME: MIKE GODFREY, MIKE
2419 VISTA PALM DRIVE
EDGEWATER, FL
TITLE: DS NAME: FLOWERS, BILL
2030 RIVERVIEW DR
DELAND, FL
TITLE: DT NAME: WINKLER, STUART
129 PALM BREEZE DR
EDGEWATER, FL
10/30/99 CORPORATE DETAIL RECORD SCREEN 2:42 PM
NUM: L46139 ST:FL INACTIVE/FL PROFIT
FLD: 01/30/1990
LAST: ADMIN DISSOLUTION FOR ANNUAL REPORT
FLD: 08/13/1993
FEI#: 59-2991852
NAME : EDGEWATER TIRE AND SERVICE CENTER, INC.
PRINCIPAL: 2692 GLEN DRIVE CHANGED: 06/29/92
ADDRESS NEW SMYRNA BEACH, FL 32168
RA NAME : COLLINSON, RONALD
RA ADDR : 2692 GLEN DRIVE ADDR CHG: 06/29/92
NEW SMYRNA BEACH, FL 32168
ANN REP : (1991) I 02/07/91 (1992) B 06/29/92
10/30/99 OFFICER/DIRECTOR DETAIL SCREEN 5:12 PM
CORP NUMBER: L46139
CORP NAME: EDGEWATER TIRE AND SERVICE CENTER, INC.
TITLE: D NAME: WINKLER, STUART J.
129 PALM BREEZE DRIVE
EDGEWATER, FL
TITLE: D NAME: COLLINSON, RONALD
2692 GLEN DR.
NEW SMYRNA BEACH, FL
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[Thanks to jhild]
Well I do find this Anthony J Marciano at the NASDR as well as another Anthony J Marchiano listed below him:
CRD# 2588305
ANTHONY JOSEPH MARCIANO
Employing Firm: DALTON KENT SECURITIES GROUP, INC.
Firm CRD Number: 38813
Office of Employment
Address: NEW YORK 10022
Start Date: 06/30/1997
End Date: to present
Positions Held:
Previous
Employing Firm: DUKE & CO., INC.
Firm CRD Number: 8035
Office of Employment
Address: NEW YORK, New York 10022
Start Date: 07/29/1996
End Date: 05/30/1997
Positions Held:
Employing Firm: FIRST CAMBRIDGE INVESTMENTS
Firm CRD Number:
Office of Employment
Address: NEW YORK
Start Date: 05/01/1996
End Date: 08/01/1996
Positions Held:
Employing Firm: FIRST CAMBRIDGE SECURITIES CORPORATION
Firm CRD Number: 21846
Office of Employment
Address: NEW YORK, New York 10152-0002
Start Date: 04/25/1996
End Date: 07/16/1996
Positions Held:
Employing Firm: A.S. GOLDMEN & CO., INC.
Firm CRD Number: 23180
Office of Employment
Address: NEW YORK, New York 10006-3007
Start Date: 02/27/1996
End Date: 04/22/1996
Positions Held: OTHER - REG REP
Employing Firm: ROYCE INVESTMENT GROUP, INC.
Firm CRD Number: 10494
Office of Employment
Address: SYOSSET, New York
Start Date: 08/28/1995
End Date: 01/01/1996
Positions Held: BROKER - Broker
Employing Firm: LANDMARK
Firm CRD Number:
Office of Employment
Address: SYOSSET
Start Date: 08/01/1995
End Date: 10/01/1995
Positions Held:
Employing Firm: CORPERATE NET WORK INC.
Firm CRD Number:
Office of Employment
Address: LONG ISLAND
Start Date: 07/01/1995
End Date: 09/01/1995
Positions Held:
Employing Firm: KENSINGTON WELLS
Firm CRD Number:
Office of Employment
Address: LONG ISLAND
Start Date: 01/01/1995
End Date: 06/01/1995
Positions Held:
Employing Firm: NEW YORK RACING ASSOCIATES
Firm CRD Number:
Office of Employment
Address: JAMAICA & QUEENS
Start Date: 01/01/1992
End Date: 01/01/1995
Positions Held:
Employing Firm: UNEMPLOYED
Firm CRD Number:
Office of Employment
Address: JAMAICA
Start Date: 08/01/1990
End Date: 04/01/1992
Positions Held:
Employing Firm: JOHN ADAMS HIGH SCHOOL
Firm CRD Number:
Office of Employment
Address: JAMAICA
Start Date: 09/01/1987
End Date: 08/01/1990
Positions Held:
CRD# 1205721
ANTHONY JOHN MARCHIANO
Employing Firm: MARKETFIELD SECURITIES LIMITED
Firm CRD Number: 7682
Office of Employment
Address: NEW YORK 10271
Start Date: 07/20/1988
End Date: to present
Positions Held: ACCOUNT_EXECUTIV - Account Executive
One or the other of these may just be a relative though.
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John T. Diasabeyagunawardena, is also know as John Abey according to the NASDR.
Note John Abey also works with Donald & Co. along with Cosimo Tagopino.
Here's his NASDR record:
CRD# 2583857
JOHN THILAK DIASABEYAGUNAWARDENA (AKA John Abey)
Employing Firm: DONALD & CO. SECURITIES INC.
Firm CRD Number: 7776
Office of Employment
Address: TINTON FALLS, New Jersey 07724
Start Date: 12/01/1998
End Date: 07/07/1999
Positions Held:
Employing Firm: A.S. GOLDMEN & CO., INC.
Firm CRD Number: 23180
Office of Employment
Address: NAPLES 34102
Start Date: 12/05/1994
End Date: 10/23/1998
Positions Held:
Employing Firm: ELECTROLUX
Firm CRD Number:
Office of Employment
Address: METUCHEN
Start Date: 04/01/1994
End Date: 11/01/1994
Positions Held:
Employing Firm: PERMA INTERNATIONAL
Firm CRD Number:
Office of Employment
Address: LONDON
Start Date: 08/01/1992
End Date: 03/01/1994
Positions Held:
Employing Firm: PERMA INTERNATIONAL
Firm CRD Number:
Office of Employment
Address: METUCHEN
Start Date: 08/01/1992
End Date: 03/01/1994
Positions Held:
Employing Firm: SWANSEA INSTITUTE & HIGHER EDUCATION
Firm CRD Number:
Office of Employment
Address: SWANEA
Start Date: 11/01/1988
End Date: 07/01/1992
Positions Held: |
