Here are the companies in that last bit of financing.
The number of shrs bot are number of shares being offerred
sec.gov
SHARES BENEFICIALLY OWNED PRIOR SHARES BENEFICIALLY OWNED
TO OFFERING (2) NUMBER OF AFTER OFFERING (2) (4)
---------------------------------- SHARES BEING -------------------------------
SELLING SECURITY HOLDERS (1) NUMBER PERCENT (3) OFFERED NUMBER PERCENT (3)
---------------------------- ----------------- ----------- ------------ ------------- -----------
SOFTBANK America Inc. 10,819,678(5) 20.0 243,903 10,575,775(5) 19.5
300 Delaware Avenue STE 909
Wilmington, DE 19801
SOFTBANK Technology Ventures IV, LP 10,616,268(6) 19.6 239,318 10,376,950(6) 19.2
200 West Evelyn Avenue STE 200
Mountain View, CA 94041
Pequot Private Equity Fund, LP 2,521,497(7) 4.7 432,984 2,088,513(7) 3.9
c/o Pequot Capital Management,Inc.
500 Nyala Farm Road
Westport, CT 06880
Van Wagoner Capital Management 1,500,000 2.8 1,500,000 0 0
345 California Street STE 2450
San Francisco, CA 94104
The Raptor Global Portfolio Ltd. 353,669 * 353,669 0 0
c/o Tudor Investment Corp.
40 Rowes Wharf FL 2
Boston, MA 02110
Pequot Offshore Private Equity Fund Inc. 319,250(8) * 54,821 264,429(8) *
c/o Pequot Capital Management,Inc.
500 Nyala Farm Road
Westport, CT 06880
Permal Media & Communications Fund, LP 228,683 * 228,683 0 0
c/o Essex Investment Management Company
125 High Street
Boston, MA 02110
SOFTBANK Technology Advisors Fund, LP 203,410(9) * 4,585 198,825(9) *
200 West Evelyn Avenue STE 200
Mountain View, CA 94041
Dimensional Partners, Ltd. 160,000 * 160,000 0 0
c/o JDS Capital Management,Inc
780 Third Avenue FL 45
New York, NY 10017
Kingdon Associates 133,000 * 133,000 0 0
152 West 57th Street FL 50
New York City, NY 10019
Tudor BVI Futures, Ltd. 132,868 * 132,868 0 0
c/o Tudor Investment Corp.
40 Rowes Wharf FL 2
Boston, MA 02110
Essex High Technology Fund, LP 129,707 * 129,707 0 0
c/o Essex Investment Management Company
125 High Street
Boston, MA 02110
Kingdon Partners 110,903 * 110,903 0 0
152 West 57th Street FL 50
New York City, NY 10019
Admirals, L.P. 100,000 * 100,000 0 0
135 East 57th Street FL 16
New York, NY 10022
Pogue Capital International Ltd. 100,000 * 100,000 0 0
NCSS New York Windows
55 Water Street Mezzanine FL 3
New York, NY 10041
Essex High Technology (Bermuda) Fund, LP 81,756 * 81,756 0 0
c/o Essex Investment Management Company
125 High Street
Boston, MA 02110
Essex High Technology Fund II Ltd 47,659 * 47,659 0 0
c/o Essex Investment Management Company
125 High Street
Boston, MA 02110
Dimensional Partners, L.P. 40,000 * 40,000 0 0
c/o JDS Capital Management, Inc
780 Third Avenue FL 45
New York, NY 10017
Altar Rock Fund L.P. 1,268 * 1,268 0 0
c/o Tudor Investment Corp.
40 Rowes Wharf FL 2
Boston, MA 02110
TOTAL 27,599,616 4,095,124 23,504,492
--------------------------
* less than 1%
(1) Based upon information supplied to us by the selling security
holders.
(2) Based upon information supplied to us by the selling security
holders, upon public filings with the SEC and upon information
supplied to us by our transfer agent and registrar. Beneficial
ownership is determined in accordance with the rules of the SEC
and generally includes voting or investment power with respect to
securities. Shares of common stock subject to warrants or options
currently exercisable or exercisable within 60 days of October 26,
1999 are deemed outstanding for computing the percentage of the
person or entity holding such securities, but are not deemed
outstanding for computing the percentage of any other person or
entity. Except as indicated by footnote, and subject to community
property laws where applicable, the persons named in the table
above have sole voting and investment power with respect to all
shares of common stock shown as beneficially owned by them.
(3) Applicable percentage of ownership is based on 54,140,186 of our
common stock issued and outstanding as of October 26, 1999,
adjusted as required by rules promulgated by the SEC.
(4) Assumes the sale of all of the resale shares.
(5) SOFTBANK America Inc. is a wholly-owned subsidiary of SOFTBANK
Holdings, Inc., which in turn is a wholly-owned subsidiary of
SOFTBANK Corp. Excludes 10,376,950 shares (assumes the sale of the
resale shares) held of record by SOFTBANK Technology Ventures IV
LP, an affiliate of SOFTBANK Corp., 879,488 shares held of record
by Softven No. 2 Investment Enterprise Partnership, an affiliate
of SOFTBANK Corp., 254,036 shares held by SOFTBANK Ventures, Inc.,
which is wholly-owned by SOFTBANK Corp., and 198,825 shares
(assumes the sale of the resale shares) held of record by SOFTBANK
Technology Advisors Fund LP, an affiliate of SOFTBANK Corp. Also
excludes 481,308 shares held of record by Mr. Feld and 7,500,
7,500 and 7,500 shares subject to options exercisable within 60
days of October 26, 1999 held by Messrs. Feld, Rieschel and
Fisher, respectively. SOFTBANK Corp. disclaims beneficial
ownership of the shares of our common stock held by its
affiliates. Does not include shares over which SOFTBANK Corp. and
SOFTBANK Technology Ventures IV LP share voting power with Mr. Lee
H. Stein, Mrs. June Stein, Paymentech Merchant Services, Inc. and
First USA Financial, Inc. pursuant to a Voting Agreement dated as
of June 2, 1998. See Statement on Schedule 13D filed on September
1, 1999 by SOFTBANK Corp. and its affiliates. Messrs. Feld,
Rieschel and Fisher are three of our directors who are deemed
affiliates of SOFTBANK Corp. and its affiliates, and they disclaim
beneficial ownership of the shares of our common stock held by
SOFTBANK Corp. and its affiliates.
(6) Excludes 10,575,775 shares (assumes the sale of the resale shares)
held of record by SOFTBANK America Inc., a wholly-owned subsidiary
of SOFTBANK Holdings, Inc., which in turn is a wholly-owned
subsidiary of SOFTBANK Corp., 879,488 shares held of record by
Softven No. 2 Investment Enterprise Partnership, an affiliate of
SOFTBANK Corp., 254,036 shares held by SOFTBANK Ventures, Inc.,
which is wholly-owned by SOFTBANK Corp., and 198,825 shares
(assumes the sale of the resale shares) held of record by SOFTBANK
Technology Advisors Fund LP, an affiliate of SOFTBANK Corp. Also
excludes 481,308 shares held of record by Mr. Feld and 7,500,
7,500 and 7,500 shares subject to options exercisable within 60
days of October 26, 1999 held by Messrs. Feld, Rieschel and
Fisher, respectively. SOFTBANK Corp. disclaims beneficial
ownership of the shares of our common stock held by its
affiliates. Does not include shares over which SOFTBANK Technology
Ventures IV LP and SOFTBANK Corp. share voting power with Mr. Lee
H. Stein, Mrs. June Stein, Paymentech Merchant Services, Inc. and
First USA Financial, Inc. pursuant to a Voting Agreement dated as
of June 2, 1998. See Statement on Schedule 13D filed on September
1, 1999 by SOFTBANK Corp. and its affiliates. Messrs. Feld,
Rieschel and Fisher are three of our directors who are deemed
affiliates of SOFTBANK Corp. and its
affiliates, and they disclaim beneficial ownership of the shares
of our common stock held by SOFTBANK Corp. and its affiliates.
(7) Excludes 264,429 shares held of record by Pequot Offshore Private
Equity Fund, Inc. See footnote 8 below. Gerald A. Poch, one of our
directors, is a principal in Pequot Capital Management, which is
an affiliate of Pequot Private Equity Fund, LP and Pequot Offshore
Private Equity Fund, Inc., and disclaims beneficial ownership of
the shares held by Pequot Private Equity Fund, LP and Pequot
Offshore Private Equity Fund, Inc.
(8) Excludes 2,521,497 shares held of record by Pequot Private Equity
Fund, LP. See footnote 7 above.
(9) Excludes 10,575,775 shares (assumes the sale of the resale shares)
held of record by SOFTBANK America Inc., a wholly-owned subsidiary
of SOFTBANK Holdings, Inc., which in turn is a wholly-owned
subsidiary of SOFTBANK Corp., 10,376,950 shares (assumes the sale
of the resale shares) held of record by SOFTBANK Technology
Ventures IV LP, an affiliate of SOFTBANK Corp., 879,488 shares
held of record by Softven No. 2 Investment Enterprise Partnership,
an affiliate of SOFTBANK Corp. and 254,036 shares held by SOFTBANK
Ventures, Inc., which is wholly-owned by SOFTBANK Corp. Also
excludes 481,308 shares held of record by Mr. Feld and 7,500,
7,500 and 7,500 shares subject to options exercisable within 60
days of October 26, 1999 held by Messrs. Feld, Rieschel and
Fisher, respectively. SOFTBANK Corp. disclaims beneficial
ownership of the shares of our common stock held by its
affiliates. Does not include shares over which SOFTBANK Corp. and
SOFTBANK Technology Ventures IV LP share voting power with Mr. Lee
H. Stein, Mrs. June Stein, Paymentech Merchant Services, Inc. and
First USA Financial, Inc. pursuant to a Voting Agreement dated as
of June 2, 1998. See Statement on Schedule 13D filed on September
1, 1999 by SOFTBANK Corp. and its affiliates. Messrs. Feld,
Rieschel and Fisher are three of our directors who are deemed
affiliates of SOFTBANK Corp. and its affiliates, and they disclaim
beneficial ownership of the shares of our common stock held by
SOFTBANK Corp. and its affiliates. |
