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Microcap & Penny Stocks : PanAmerican BanCorp (PABN)
PABN 0.000010000.0%Mar 7 3:00 PM EST

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To: ColleenB who wrote (42566)1/20/2000 5:00:00 PM
From: PatP  Read Replies (3) of 43774
 
looking for this....NASD Regulation's disciplinary procedures

I think what you want is in the NASD Manual, the Code of Procedure for disciplinary proceedings. The 9100, 9200 and 9300 series are applicable to most disciplinary actions. It warms my heart to discover that I am not the only one who reads this stuff! secure.nasdr.com
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