CDMA vs. CDMA
by John C. Tanner
Nine contenders, but will anyone really win?
Nine 3G cellular proposals have been submitted to the ITU for its IMT-2000 standard, and just about all of them are based on CDMA. What are the differences? And why isn't Qualcomm smiling?
The IMT-2000 war is well under way. And like any keenly contested economic battle, “war” is not too strong a term to describe it. Despite some 15 IMT-2000 proposals submitted to the International Telecommunication Union at the end of June last year, the industry is drawing battle lines between what are regarded as the top two competing proposals: European/Japanese backed W-CDMA and US-backed cdma2000.
To keep things in perspective, not all of these 15 proposals are directly competing with each other. The ITU's proposed IMT-2000 “family” of systems envisions a global network from the micro/pico cell level to macrocellular and all the way up to global satellite “anywhere, anytime” connectivity. This can conceivably be covered by one harmonized standard as far up as the macrocellular terrestrial level, but the satellite component of IMT-2000 is technologically separate from the terrestrial air interface. As such, five of the 15 IMT-2000 proposals are strictly for the satellite component of the IMT-2000 “family”, and are competing only amongst themselves.
Of the 10 terrestrial proposals, the European DECT cordless access standard has been submitted essentially as a micro/pico cell component of IMT-2000 for applications like wireless PBXs. European standards body ETSI claims DECT's third-generation incarnation can meet the ITU's bandwidth requirements for indoor and pedestrian environments – 2 Mbps for stationary users, and 384 kbps for pedestrian users walking within the campus or workplace environment, for example – but can't meet the vehicular user requirements of 144 kbps since DECT by design is not a wide-area wireless network technology.
The other nine
That leaves the other nine third-generation cellular technologies proposed for the terrestrial IMT-2000 network, which have since become eight after proponents of two US proposals decided to harmonize their respective technologies into a single standard in September. W-CDMA is actually represented in two separate proposals – there's pure W-CDMA backed by Japan's Association of Radio Industry Broadcasters (ARIB), and UTRA from ETSI, which is actually a hybrid standard based on Japan's W-CDMA technology and Europe's original UMTS platform for third-generation GSM. So, take away the W-CDMA and cdma2000 interests, and you have five additional 3G technologies that are being greatly overshadowed by the war between W-CDMA and cdma2000.
And there's a fairly good reason for that, the journalistic appeal of a nasty corporate cat fight over IPR and regional barriers to entry notwithstandng: all but one of them are variants on the same basic theme of W-CDMA vs. cdma2000. The exception is UWC-136, the 3G IS-136 technology submitted by the US-based Universal Wireless Communications Consortium, and the only proposal based solely on TDMA. The other four, however, are all rooted in CDMA technology. And the differences between them can all basically be traced back to the primary technological differences between W-CDMA and cdma2000 – making the political battle between proponents of those two standards even harder to ignore.
US air assault
In fact, it's the political landscape of the IMT-2000 race that seems more interesting than the technologies themselves. For example, the US submitted a whopping four proposals for terrestrial 3G cellular: CDG's cdma2000, the UWCC's UWC-136, and two other CDMA-based technologies – wireless multimedia and messaging services wideband CDMA (WIMS W-CDMA), and North American wideband CDMA (NA:W-CDMA).
WIMS W-CDMA was developed by AT&T Wireless Labs, Hughes Network Systems, InterDigital Communications, OKI America and GoldenBridge Technologies, and endorsed by the American TIA standards body. NA:W-CDMA is the brainchild of the North American GSM Alliance and backed by ANSI's T1 standards group.
And those are the main differences between them. Beyond that, the technological similarities between key system requirements are striking. Both utilize DS-CDMA multiple access, a 4.096 Mcps chip rate for a minimum 5-MHz channel, asynchronous base station timing, 10-ms frame length, adaptive rate vocoder support – the list goes on and on. There are minor differences, but they are minor enough that the TIA and T1 bodies elected in September to harmonize the two proposals into a single standard called wideband packet CDMA (WP-CDMA).
What's even more striking is the key similarities between WP-CDMA (and the two standards that created it) and the W-CDMA and UTRA proposals from Japan and Europe, which themselves are nearly identical. The multiple access techniques, basic chip rates, base station timing and frame length are all the same, and only when broken down into minute details and simulation test results are the differences noticeable.
Why the US is pushing so many 3G standards is somewhat open to interpretation. The official reason has to do with the US government's supposed philosophy that competing multiple 3G standards will ultimately produce a stronger standard.
Ambassador David Aaron, under-secretary for international trade at the US Commerce Department, reiterated that position in a letter to UWCC chairman and wireless systems vice president of SBC Communications Gregory Williams in November. Aaron stated that the submission of four competing 3G standards was “[c]onsistent with this overall market-based approach to standards development”.
Dig at ETSI
Some industry observers also consider it a veiled slap at the ETSI harmonized-standard approach. The US has been critical of Europe for submitting one 3G proposal devised largely by European wireless vendors that effectively shut out competing standards from other countries before the IMT-2000 evaluation process had even begun.
ETSI director general Karl Heinz Rosenbrock dismisses such accusations, pointing out in a letter to the US government's Subcommittee on Trade that, in the first place, “major North American manufacturers (e.g. Lucent, Nortel, Motorola) are members of ETSI via their European affiliates,” and in the second place, “the major part of the registered essential [GSM] Intellectual Property Rights emanate from US companies.”
At the same time, while the US government talks of competing standards, two have already consolidated, and UWC-136 is decidedly next in line. UWC-136, of course, has little in common with any W-CDMA proposal, but what little there is to be found is quite valuable.
Specifically, UWC-136's approach to high-speed data is compatible with GSM's enhanced EDGE technology, and with no realistic hope of a fully TDMA-based 3G standard, the UWCC is already cooperating with both ETSI and North American GSM Alliance.
With WP-CDMA and UWC-136 aligning more or less with W-CDMA/UTRA, cdma2000 is essentially the only US standard likely to be competing with W-CDMA – particularly given Qualcomm's well-publicized stand-off with virtually everybody else over IPR squabbles.
Korean fence-straddling
Meanwhile, South Korea's TTA has submitted two 3G cellular submissions of its own that seem to play both sides of the IPR fence. Korea is Asia's largest market for 2G IS-95 networks, and as such has an interest in the success of cdma2000 or something compatible to it. At the same time, major Korean players like Samsung Electronics and LGIC have collaborated extensively with NTT DoCoMo in developing W-CDMA.
As such, TTA's CDMA I (multiband synchronous DS-CDMA) resembles cdma2000 – not as closely as the W-CDMA proposals resemble each other, but close enough on key elements such as the basic 3.6864-Mcps chip rate and synchronous base station timing, which other differences not so drastic that the two standards couldn't be harmonized. TTA's CDMA II (asynchronous DS-CDMA), meanwhile, is as similar to W-CDMA/UTRA as any other competing W-CDMA variant, barring its own minor idiosyncrasies.
Finally, even China's 3G proposal, time division synchronous CDMA (TD-SCDMA), albeit the most idiosyncratic of all the CDMA-based submissions, is a sort of lost cousin to ETSI's UTRA standard. TD-SCDMA's chip rate of 1.1136 Mcps over a proposed bandwidth per channel of 1.2 MHz and a frame length of 5 ms (8 slots) has little to do with either the W-CDMA or cdma2000 camps. However, while TD-SCDMA seems designed more as a low-mobility WLL technology, its hybrid access approach utilizing TDMA and CDMA gives it a potential in-road to cooperation with UTRA, which also combines both techniques.
W-CDMA's numbers advantage
What all this amounts to is a potentially grim outlook for cdma2000 in the IMT-2000 standardization process. Of the seven 3G CDMA cellular air interface proposals, only one has the potential to cooperate with the CDG on cdma2000 – Korea's CDMA I. The rest are more likely to side with W-CDMA, which means cdma2000 will have to take on half of Korea, most of the US, and all of Europe, Japan and China at the ITU Technical Group 8/1 table from now until March 1999, when the final evaluations are due.
And that won't be easy with Qualcomm playing hardball over the IPR issue. Qualcomm claims to hold patents to all of the essential key elements to any given 3G CDMA standard, and refuses to license any IPR to W-CDMA, UTRA, CDMA II or WP-CDMA.
Qualcomm has been accused, particularly by Ericsson, of trying to make cdma2000 the default 3G standard by refusing to license CDMA to anyone else, but Qualcomm vice president of government affairs William Bold denies this is the case. “Ericsson sort of goes back and forth on this position,” he says. “On some days, they say we don't hold the central IPR, other days, they say we are in a position to blackmail the industry.”
What Qualcomm objects to, Bold says, is W-CDMA's deliberate incompatibility to 2G cellular systems. For example, cdma2000's 3.6864 Mcps chip rate is backwards-compatible to 2G IS-95 – W-CDMA's 4.096 Mcps chip rate, which ETSI claims provides more efficient use of a 5-MHz channel, is not backwards-compatible to any 2G air interface. There is also an ongoing argument over base station synchronization – cdma2000, like IS-95, relies on GPS for synchronization. But W-CDMA proponents are skittish about using GPS, partially because it makes indoor base stations much harder to synchronize, and partially because GPS is a military technology controlled by the US, a country known for exerting leverage on uncooperative neighbors in difficult times.
Qualcomm's motive
However, Qualcomm's objections are clearly not entirely void of self-interest. For a start, it has spent an incredible amount of energy, alongside the CDG, hyping and evangelizing 2G CDMA and convincing operators to adopt it over rival GSM – not an easy sell at a time when operators are already trying to second-guess what 3G technology they should consider, and even harder when the odds-on favorite isn't compatible with IS-95. Moreover, operators who have already adopted IS-95 won't be very happy to discover they've just installed a system that can't be upgraded without a major overhaul.
However, how much all of this will matter in the end is anyone's guess. As with other standards battles, the ITU is unlikely to pick one proposal intact. Indeed, the ITU has specified it will select the key characteristics that will comprise the IMT-2000 air interface. At the same time, the ITU has specified that compatibility with 2G land networks – not the 2G air interface – is essential to the IMT-2000 standard, which would lend considerable weight to W-CDMA-related proposals.
The ITU also will not consider any proposal with unresolved IPR disputes, which is what cdma2000 may well be banking on. Indeed, Qualcomm's Bold says that, in light of the IPR stipulation, “presumably W-CDMA will never become a standard.” The ITU goes further, suggesting that neither W-CDMA or cdma2000 can be an IMT-2000 standard if the dispute continues. But that doesn't mean Qualcomm isn't willing to work something out, says Bold, who describes Qualcomm's IPR as an incentive for everyone to work out a compromise.
However, no one outside the CDG sees it that way, and Qualcomm's IPR hold-out strategy is a gambit that could well alienate it from the rest of the industry outside of the US even more than it already is.
Related stories:
The cdma2000 plea: We want CDMA overlay |