I note in Harry Ledbetter's past experience that he has listed the T. L. Group in Fort Worth. In doing a search I find that T L Group has had some disciplinary experience with the NASDR. Indeed the NASDR's record on T.L. Group, CRD# 22097, shows: NASD Broker Dealer Suspended 06/11/1998
So that means that three of the companies Harry Ledbetter worked at are no longer registered to be broker dealers. (TL Group, TL Smith, and VF Minton) Is this just a string of bad luck you think?
Firms Whose Registrations Were Suspended Pursuant To NASD Rule 9622 For Failure To Pay Arbitration Award
Andover Securities Inc., Kansas City, Missouri (June 17, 1998)
Bishop Allen, Inc., New York, New York (June 4, 1998)
Euro-Atlantic Securities, Inc., Boca Raton, Florida (June 1, 1998)
First Cambridge Securities Corp., New York, New York (June 4, 1998)
Global Strategies, Inc., New York, New York (June 12, 1998)
Greenway Capital Corp., n/k/a Cortlandt Capital Corp., New York, New York (June 4, 1998)
LaCroix Alexander Financial Corp., Newport Beach, California (May 26, 1998)
Meyers Pollock Robbins, Inc., New York, New York (June 11, 1998)
State Street Capital Markets Corp., New York, New York (June 1, 1998)
Sterling Foster & Company, Inc., Uniondale, New York (June 17, 1998)
T.L. Group, Inc., Fort Worth, Texas (June 11, 1998)
nasdr.com
PS: This is quite some list of companies that they are on too. I recognize some of them from reading articles in BusinessWEEK about The Mob on Wall Street.
The article on The Mob on Wall Street:
siliconinvestor.com
siliconinvestor.com |
