SEC Division of Enforcement Would Like to Hear
From Subscribers to SGA Goldstar Research, Inc.
Several months ago the United States Securities and Exchange Commission filed a complaint against SGA Goldstar Research, Inc. and certain individuals associated with it alleging that they violated the federal securities laws. As part of that case, the Commission's lawyers would like to hear from SGA Goldstar subscribers.
****Privacy Act Notice****
Please understand that the information we are asking you to provide is sought under the federal securities laws, which authorize investigations and enforcement actions by the Commission. The principal purpose of our request is to aid in our investigations and proceedings.
You are under no obligation to provide us with any information, and there are no adverse consequences to you if you decline. Further, please understand that information provided by the public is routinely used by the Commission and other authorities to conduct investigative, enforcement, licensing, and disciplinary proceedings, and to fulfill other statutory responsibilities.
****Information Requested****
If you are or have been a subscriber, we would appreciate the following information:
1) During what period of time did you subscribe to SGA Goldstar?
2) Do you have any of the information you received from SGA Goldstar, either materials relating to your subscription to SGA Goldstar or newsletters published by SGA Goldstar? If you have newsletters, please indicate what period the newsletters cover.
3) Did you rely on information from SGA Goldstar in making an investment decision? If so, please identify the investment.
If you are willing to provide this information, please send the answers to us via email at <enforcement@sec.gov> (put "SGA Goldstar" in the subject heading) or via regular mail at Mail Stop 5-4, 450 Fifth Street, N.W. Washington, D.C. 20549 and tell us how to contact you. Note that although electronic mail over the Internet is used by millions to communicate each day, electronic mail on the Internet is not always secure. Thus, you may wish to communicate only basic information to us via email, and send any specific confidential or sensitive information by regular mail. |
