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Microcap & Penny Stocks : ESXS: Essxsport Corp.
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To: esxsceo who wrote (69)3/25/2000 11:48:00 PM
From: jhild  Read Replies (1) of 79
 
Bruce I am looking at a copy of your Form D (received at the SEC on Feb 18, 2000) and I have a few questions. I think it is best to take these questions one at a time:

First, I see by your latest statement that Harry Ledbetter is not involved in any way with the sale of your 504 exemption securities. This comes as some relief to me as you had mentioned earlier that you were referring any investors to Harry after sending them the investor's pack. So this means then that your Form D is accurate when you say under Section B, #4 you are not paying anyone for assisting you in soliciting the sales of your shares. Your exact quote here is "None at this time". (You realize of course that you must file an amended Form D in the event that Harry does in fact ever receive any commission or other consideration in the sale of these Reg D securities?) So for your sake I certainly hope that you do not repeat the statements that you did earlier about having them call Harry Ledbetter at Southland with regard to these securities, because at this point you would be specifically withholding information about his participation (without an amendment to this question). Since that would be misleading, I am sure you would want to avoid the stigma of that.

Mr. Ledbetter's participation here raises other questions that we can go into at a later date. But for now let's focus on your Form D.

Part B:
4. Enter the information requested for each person who has been or will be paid or given, directly or indirectly, any commission or similar remuneration for solicitation of purchasers in connection with sales of securities in the offering. If a person to be listed is an associated person or agent of a broker or dealer registered with the SEC and/or with a state or states, list the name of the broker or dealer. If more than five (5) persons to be listed are associated persons of such a broker or dealer, you may set forth the information for that broker or dealer only.

Your response: None at this time
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