XYBERNAUT CORP filed this S-3 on 04/04/2000.
tenkwizard.com
SELLING STOCKHOLDERS
This prospectus covers the resale by the selling stockholders of up to
2,843,301 shares of our common stock.
The following table lists the selling stockholders and certain
information regarding the beneficial ownership be each of the selling
stockholders of shares of our common stock as of March
-9-
29, 2000, and as adjusted to reflect the sale of the shares. Information
concerning the selling stockholders, their pledgees, donees and other non-sale
transferees who may become selling stockholders, may change from time to time.
To the extent the selling stockholders or any of their representatives advise us
of such changes, we will report those changes in a prospectus supplement to the
extent required. See "Plan of Distribution."
The registration of the following shares through this Registration
Statement allows the following persons and entitiies to sell their shareholdings
on the open market and is not necessarily an indication of intent to sell their
shares of common stock
Percentage
of Common
Shares of Common Stock -----------------------
Stock Beneficially Beneficially Shares of Common Shares of Common
Owned Prior to Owned Prior Stock to be Sold Stock Beneficially
Offering to the Owned
Offering after Offering
-----------------------
Number Percent
-------------------------------------------------------------------------------------------------------------------------
Balmore Funds, S.A. (1) 500,000 1.3% 500,000 0
*
Austost Anstalt Schaan (2) 500,000 1.3% 500,000 0
Crystalite Investments Ltd. (3) 1,000,000 (6) 2.7% 1,000,000 0 *
Dalston Holdings Limited (4) 647,500 1.7% 647,500 0
*
McGuire Woods Battle and Booth LLP 1,996 (7) * 1,996 0
*
Parker Chapin LLP 4,805 (7) * 4,805 0
*
International Business Solutions, Inc. (5) 144,000 (8) * 144,000 (11) 0
*
E. Dell Smith 15,000 (9) * 15,000 (11) 0
*
Christina S. Kohlhaas 30,000 (10) * 30,000 (11) 0
*
*
Total 7 % 0
=== ===
* Less than 1%
(1) Francois Morax is the director and control person of Balmore
Funds S.A., a British Virgin Islands corporation.
(2) Thom Hackl is the representative and control person of Austost
Anstalt Schaan, a British Virgin Islands corporation.
(3) Mr. John Gainsford is the director and control person of
Crystalite Investments Ltd., a British Virgin Islands
corporation.
(4) Mr. C.B. Williams is the director and control person of
Dalston Holdings Limited, a Turks and Caicos company.
-10-
(5) Benjamin Cohen is the director and control person of
International Business Solutions, Inc.
(6) Represents the number of shares issued upon exercise of
warrants.
(7) Represents the number of shares of common stock issued as
partial compensation for legal services rendered to us for the
year ended December 31, 1999.
(8) Includes 100,000 shares of common stock issuable upon exercise
of warrants. These warrants are currently exercisable with
respect to 5,000 shares of common stock. See - "Description of
Securities".
(9) Represents the number of shares of common stock issuable upon
exercise of warrants. See - "Description of Securities".
(10) Represents the number of shares of common stock issuable upon
exercise of warrants. These warrants are currently exercisable
with respect to 20,000 shares of common stock. See -
"Description of Securities".
(11) Assumes that each selling stockholder will exercise all of its
warrants into common stock. |
