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To: SirRealist who wrote (568)	5/7/2000 9:43:00 PM
From: Sr K	Read Replies (1) of 1766

SEC Releases Agenda for Investment Advisers Roundtable (May 1, 2000) sec.gov ... II.Investment Advisers In Today?s Competitive Markets / Modernization of Adviser Regulation A. Investment Advisers and Broker Dealers ? Are the Lines Blurring? (Proposed rule 202(a)(11)-1: Deeming certain broker-dealers not to be investment advisers) B. Should the other statutory exceptions from the definition of "investment adviser" be revisited? ... VI. Technology and Investment Adviser Regulation A. Implications of Internet/Technology for Advisers B. Revisions to Form ADV

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