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Microcap & Penny Stocks : Sinclare (SNCG) / cyberlinx

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To: Willsgarden who wrote (2116)	5/8/1997 8:38:00 PM
From: Dee Jay	of 2696

well, maybe he can wait or can't wait; here's what the SEC says about making the periodic and annual reports: clip -Ongoing Exchange Act periodic reporting If your company registers a class of securities under the Exchange Act, it must file the same annual, periodic, and current reports that are required as a result of Securities Act registration, as explained above. This obligation continues for as long as the company exceeds the reporting thresholds previously outlined. *If your company's securities are traded on an exchange or on Nasdaq, the company must continue filing these reports as long as the securities trade on those markets, even if your company falls below the thresholds.* end of clip The threshholds indicated have to do with the number of shareholders (300 in one instance, 500 in the alternative). But since SNCG trades on the NASDAQ BB service it must continue to file the reports even if the numbers of shareholders and net assets fall below the specified threshholds. So SNCG and HTEC must file the periodic and annual reports. End of story. Dee Jay

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