Isaac Winehouse 125,000* Sholom Weiss 125,000* Remember Isaac, you can add 30 points to the CYBR IQ test if you know the whereabouts of Shalom Weiss!!
MEDICAL INDUSTRIES OF AMERICA INC filed this S-3/A on 04/23/1999.
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Entire Document (6887)
S-3/A (1544)
Table of Contents (23)
VALIDITY OF COMMON STOCK....................................................19 (7)
Section after Table of Contents (800)
RISK FACTORS (220)
OMNIBUS BUDGET RECONCILIATION ACT OF 1993 (11)
MEDICARE AND MEDICAID FRAUD AND ABUSE (117)
CHANGES IN PAYMENT FOR MEDICAL SERVICES (89)
CERTIFICATE OF NEED (18)
PROFESSIONAL LIABILITY INSURANCE (12)
COMPETITION (39)
MARKETING (21)
EMPLOYEES (12)
GENERAL (46)
PENDING ACQUISITIONS (214)
USE OF PROCEEDS (6)
SELLING SHAREHOLDERS (261)
PLAN OF DISTRIBUTION (35)
AVAILABLE INFORMATION (11)
VALIDITY OF COMMON STOCK (8)
PART II (244)
INFORMATION NOT REQUIRED IN PROSPECTUS (158)
ITEM 14. OTHER EXPENSES OF ISSUANCE AND DISTRIBUTION. (18)
ITEM 15. INDEMNIFICATION OF DIRECTORS AND OFFICERS. (68)
ITEM 16. EXHIBITS (16)
NUMBER DESCRIPTION OF EXHIBIT LOCATION (13)
ITEM 17. UNDERTAKINGS. (54)
SIGNATURES (19)
POWER OF ATTORNEY (46)
EXHIBIT INDEX (19)
EX-4 (5157)
EXHIBIT 4 (125)
EXHIBIT 4.1 (3)
COMMON STOCK PURCHASE WARRANT (105)
6. ADJUSTMENT UPON CHANGES IN STOCK. (71)
EXHIBIT 4.2 (3)
COMMON STOCK PURCHASE WARRANT (108)
6. ADJUSTMENT UPON CHANGES IN STOCK. (193)
11. EXPENSES. (62)
EXHIBIT 4.3 (3)
COMMON STOCK PURCHASE WARRANT (101)
6. ADJUSTMENT UPON CHANGES IN STOCK. (73)
EXHIBIT 4.4 (14)
COMMON STOCK PURCHASE WARRANT (190)
5. RIGHT TO CONVERT. (131)
EXHIBIT 4.5 (13)
COMMON STOCK PURCHASE WARRANT (188)
5. RIGHT TO CONVERT. (132)
EXHIBIT 4.6 (18)
COMMON STOCK PURCHASE WARRANT (227)
17. MISCELLANEOUS. (73)
EXHIBIT 4.7 (14)
COMMON STOCK PURCHASE WARRANT (254)
EXHIBIT 4.8 (9)
WARRANT (2)
FOR THE PURCHASE OF (9)
1. WARRANT. (24)
2. EXERCISE. (22)
2.3 INTENTIONALLY OMITTED (2)
3. TRANSFER. (25)
4. NEW WARRANTS TO BE ISSUED. (23)
5. REGISTRATION RIGHTS. (53)
5.2 GENERAL TERMS (2)
5.2.1 INDEMNIFICATION. (106)
6. ADJUSTMENTS (90)
8. CERTAIN NOTICE REQUIREMENTS. (50)
9. MISCELLANEOUS. (67)
EXHIBIT 4.9 (18)
COMMON STOCK PURCHASE WARRANT (229)
17. MISCELLANEOUS. (77)
EXHIBIT 4.10 (3)
COMMON STOCK PURCHASE WARRANT (88)
5. ADJUSTMENT UPON CHANGES IN STOCK. (73)
EXHIBIT 4.11 (2)
COMMON STOCK PURCHASE WARRANT (81)
5. ADJUSTMENT UPON CHANGES IN STOCK. (64)
EXHIBIT 4.12 (114)
MODIFICATION AGREEMENT (46)
EXHIBIT 4.13 (35)
SOVEREIGN PARTNERS LIMITED PARTNERSHIP (603)
EXHIBIT 4.14 (2)
OPTION (32)
EXHIBIT 4.15 (2)
CONSULTANT AGREEMENT (53)
7. REPRESENTATION AND WARRANTIES. (45)
10. MISCELLANEOUS. (36)
EXHIBIT 4.16 (605)
EXHIBIT 4.17 (4)
COMMON STOCK PURCHASE WARRANT (120)
6. ADJUSTMENT UPON CHANGES IN STOCK. (177)
11. EXPENSES. (58)
EX-5 (69)
EXHIBIT 5 (2)
OPINION AND CONSENT OF COUNSEL (61)
EX-23.1 (31)
EXHIBIT 23.1 (2)
CONSENT OF INDEPENDENT PUBLIC ACCOUNTANTS (24)
EX-23.2 (30)
EXHIBIT 23.2 (2)
CONSENT OF INDEPENDENT PUBLIC ACCOUNTANTS (23)
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More About MEDICAL INDUSTRIES OF AMERICA INC: Income Statement Balance Sheet Insider Trading Snapshot Printer friendly format
SELLING SHAREHOLDERS
The selling shareholders acquired their shares of our common stock from us
in exchange for an equity interest in businesses that the Company acquired,
private securities offerings, or other transactions, and many of them are active
in the management of one of our subsidiaries. The Company has agreed with each
of the selling shareholders and pursuant to terms of various agreements that the
Company would register a portion or all of their shares upon their request or
upon a registration. Registration of these shares does not necessarily mean that
the selling shareholders will sell all or any of the shares.
In addition, we are also registering shares of common stock underlying
stock options, warrants and convertible debentures.
In addition, one or more of the selling shareholders may donate or
transfer as gifts some or all of their shares, or may transfer their shares for
no value to other beneficial owners. The selling shareholders will include these
donees or transferees as selling shareholders in a prospectus supplement if the
donees or transferees wish to use this prospectus to re-offer the shares.
The shares listed below represent all of the shares that each selling
shareholder currently beneficially owns, the number of shares each of them may
offer and the number of shares each of them will own after the offering assuming
they sell all of the shares and that they acquire no additional shares before
the completion of this offering.
SHARES BENEFICIALLY SHARES BENEFICIALLY
OWNED AND OWNERSHIP OWNED AND OWNERSHIP
SELLING PERCENTAGE PRIOR TO SHARES BEING PERCENTAGE AFTER
SHAREHOLDER OFFERING OFFERED OFFERING
---------------- ---------------------- --------------- ----------------------
Dominion Capital Fund 52,219 52,219 52,219*
- --------------------------------------------------------------------------------------------------------
Dr. A. Razzak Tai 400,000 400,000 400,000
- --------------------------------------------------------------------------------------------------------
E. Nicholas Davis - Family Trust 300,000 100,000 300,000
- --------------------------------------------------------------------------------------------------------
Eve Kobrin 100,000 100,000 100,000*
- --------------------------------------------------------------------------------------------------------
George Slade/Linda Slade 60,750 60,750 60,750*
- --------------------------------------------------------------------------------------------------------
Glen Barber 30,375 30,375 30,375*
- --------------------------------------------------------------------------------------------------------
Kathy Wikle 133,954 133,954 133,954*
- --------------------------------------------------------------------------------------------------------
Linda Moore 100,000 100,000 100,000*
- --------------------------------------------------------------------------------------------------------
Michael Morrell 1,925,000 1,000,000 1,925,000
- --------------------------------------------------------------------------------------------------------
Paul Pershes 1,783,333 1,000,000 1,783,333
- --------------------------------------------------------------------------------------------------------
Ron Mills 133,954 133,954 133,954*
- --------------------------------------------------------------------------------------------------------
Sovereign Partners Limited
Partnership 169,908 169,908 169,908*
- --------------------------------------------------------------------------------------------------------
Zakeni Limited 39,750 39,750 39,750*
- --------------------------------------------------------------------------------------------------------
*Percentage ownership is less than 1%.
16
--------------------------------------------------------------------------------
HOLDER OF STOCK OPTIONS, WARRANTS AND
CONVERTIBLE SECURITIES UNDERLYING SHARES BEING REGISTERED
------------------------------------- ----------------------------------
Ben Adler 25,000*
- -------------------------------------------------------------------------------
Dr. Sheila Nagar 25,000*
- -------------------------------------------------------------------------------
Eugene Friedman 25,000*
- -------------------------------------------------------------------------------
Howard Schraub 25,000*
- -------------------------------------------------------------------------------
Julian Herskowitz 12,500*
- -------------------------------------------------------------------------------
Philip Gaines 25,000*
- -------------------------------------------------------------------------------
Ronald Nash 50,000*
- -------------------------------------------------------------------------------
Stanley Katz 12,500*
- -------------------------------------------------------------------------------
Alan Gibstein 15,000*
- -------------------------------------------------------------------------------
Cindy & Neil Doljin 15,000*
- -------------------------------------------------------------------------------
James Copeland/ Leslie Investments 20,000*
- -------------------------------------------------------------------------------
Jeff Levine 20,000*
- -------------------------------------------------------------------------------
Marvin D. Taylor 10,000*
- -------------------------------------------------------------------------------
Norman Swenson 10,000*
- -------------------------------------------------------------------------------
Quintin Villa 10,000*
- -------------------------------------------------------------------------------
Rona Gibstein 5,000*
- -------------------------------------------------------------------------------
Elliot Smith 5,334*
- -------------------------------------------------------------------------------
Gregg Smith 2,940*
- -------------------------------------------------------------------------------
Ken Rickel 3,226*
- -------------------------------------------------------------------------------
Patricia Oppito 11,500*
- -------------------------------------------------------------------------------
Roni Rogan 2,000*
- -------------------------------------------------------------------------------
Raquel Schraub 4,000*
- -------------------------------------------------------------------------------
Ronald Nash 11,000*
- -------------------------------------------------------------------------------
Alexander Gancia 48,000*
- -------------------------------------------------------------------------------
Corporate Builders 144,000*
- -------------------------------------------------------------------------------
Rene Eichenberger 48,000*
- -------------------------------------------------------------------------------
Mirkin & Woolf 100,000*
- -------------------------------------------------------------------------------
J.W. Genesis Financial Services Capital Markets 100,000*
- -------------------------------------------------------------------------------
Sands Brothers & Co., LTD. 500,000*
- -------------------------------------------------------------------------------
Southeast Research Partners 150,000*
- -------------------------------------------------------------------------------
Dominion Capital Fund 50,010*
- -------------------------------------------------------------------------------
Sovereign Partners Limited Partnership 174,990*
- -------------------------------------------------------------------------------
Zakeni Limited 75,000*
- -------------------------------------------------------------------------------
Isaac Winehouse 125,000*
- -------------------------------------------------------------------------------
Sholom Weiss 125,000*
- -------------------------------------------------------------------------------
State Street Securities 350,000*
- -------------------------------------------------------------------------------
Dominion Capital Fund 495,263*
- -------------------------------------------------------------------------------
Sovereign Partners Limited Partnership 1,841,196*
- -------------------------------------------------------------------------------
Zakeni Limited 848,159*
- -------------------------------------------------------------------------------
Jean Johnstone 10,000*
- -------------------------------------------------------------------------------
Robert Segarra 50,000*
- -------------------------------------------------------------------------------
Michael F. Morrell 130,000*
- -------------------------------------------------------------------------------
Michael & Linda Morrell 50,000*
- -------------------------------------------------------------------------------
Dr. David Vastola 60,000*
- -------------------------------------------------------------------------------
Paul C. Pershes 50,000*
- -------------------------------------------------------------------------------
Gail Pershes 30,000*
- -------------------------------------------------------------------------------
Dr. Martin Heilbraun 20,000*
- -------------------------------------------------------------------------------
Juan Cocuy 40,000*
- -------------------------------------------------------------------------------
Dana Pusateri 100,000*
- -------------------------------------------------------------------------------
Theodore Orlando 20,000*
- -------------------------------------------------------------------------------
Richard Hoffman 60,000*
- -------------------------------------------------------------------------------
Robert Wasserman 20,000*
- -------------------------------------------------------------------------------
Dr. Aldo Berti 50,000*
- -------------------------------------------------------------------------------
Thomas Crane 110,000*
- -------------------------------------------------------------------------------
Eric Conn 80,000*
- -------------------------------------------------------------------------------
Terry Lazar 120,000*
- -------------------------------------------------------------------------------
Arthur & Sheryl Kobrin 20,000*
- -------------------------------------------------------------------------------
Dr. Ira Wendroff 20,000*
- -------------------------------------------------------------------------------
Eugene Friedman 100,000*
- -------------------------------------------------------------------------------
Steven Siegelaub 100,000*
- -------------------------------------------------------------------------------
Steven Daiagi 200,000*
- -------------------------------------------------------------------------------
Turkhill, Ltd. 1,000,000*
- -------------------------------------------------------------------------------
Amexcorp, Ltd. 1,000,000*
- -------------------------------------------------------------------------------
Danvers Investments Corp. 600,000*
- -------------------------------------------------------------------------------
Advantage List & Marketing 20,000*
- -------------------------------------------------------------------------------
Michael F. Morrell 65,000*
- -------------------------------------------------------------------------------
Michael & Linda Morrell 25,000*
- -------------------------------------------------------------------------------
Dr. David Vastola 30,000*
- -------------------------------------------------------------------------------
Paul C. Pershes 25,000*
- -------------------------------------------------------------------------------
Gail Pershes 15,000*
- -------------------------------------------------------------------------------
Dr. Martin Heilbraun 10,000*
- -------------------------------------------------------------------------------
Juan Cocuy 20,000*
- -------------------------------------------------------------------------------
Dana Pusateri 50,000*
- -------------------------------------------------------------------------------
Theodore Orlando 10,000*
- -------------------------------------------------------------------------------
Richard Hoffman 30,000*
- -------------------------------------------------------------------------------
Robert Wasserman 10,000*
- -------------------------------------------------------------------------------
Dr. Aldo Berti 25,000*
- -------------------------------------------------------------------------------
Thomas Crane 55,000*
- -------------------------------------------------------------------------------
17
--------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
Eric Conn 40,000*
- -------------------------------------------------------------------------------
Terry Lazar 60,000*
- -------------------------------------------------------------------------------
Arthur & Sheryl Kobrin 10,000*
- -------------------------------------------------------------------------------
Dr. Ira Wendroff 10,000*
- -------------------------------------------------------------------------------
Eugene Friedman 50,000*
- -------------------------------------------------------------------------------
Steven Siegelaub 50,000*
- -------------------------------------------------------------------------------
Steven Daiagi 100,000*
- -------------------------------------------------------------------------------
Turkhill, Ltd. 500,000*
- -------------------------------------------------------------------------------
Amexcorp, Ltd. 500,000*
- -------------------------------------------------------------------------------
Danvers Investments Corp. 300,000*
- -------------------------------------------------------------------------------
Advantage List & Marketing Corp. 10,000*
- -------------------------------------------------------------------------------
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