Lucius,
Went back to a May 24, 1996 filing, which was their first before or right after going public. Notice that many of the officers with a decent stake, and all founders stock most likely, are gone now. They took a big chunk of stock away from the Executive totals....especially taking the splits into consideration to make it apples to apples. Please note that the first # of shares and % after each name is how many each had before the offering,....and the next number and % is after the offering. Obviously, some sold some stock in the IPO.
Red
SHARES BENEFICIALLY SHARES BENEFICIALLY
OWNED PRIOR TO OWNED AFTER
THE OFFERING THE OFFERING(1)
-----------------------SHARES TO -----------------------
5% SHAREHOLDERS NUMBER PERCENT BE OFFERED NUMBER PERCENT
- --------------- ------------ -------------------- ------------ ----------
Microsoft Corporation... 1,625,426 6.8% -- 1,625,426 6.3%
One Microsoft Way
Redmond, WA 98052
EXECUTIVE OFFICERS AND
DIRECTORS
- ----------------------
Roger W. Roberts(2)..... 480,004 2.0 73,332 406,672 1.5
Edward E. Iacobucci(3).. 665,302 2.8 190,000 475,302 1.8
James J. Felcyn, Jr.(4). 135,336 * 48,666 86,670 *
Michael F. Passaro(5)... 189,336 * 20,000 169,336 *
Bruce C. Chittenden(6).. 146,936 * 20,000 126,936 *
Barry J. Dockswell(7)... 110,340 * 20,000 90,340 *
Mark B. Templeton(8).... 133,334 * 26,666 106,668 *
Kevin R. Compton(9)..... 31,514 * -- 31,514 *
Stephen M. Dow.......... 61,486 * -- 61,486 *
Robert N. Goldman(10)... 39,334 * -- 39,334 *
Gregory B. Maffei....... 3,600 * -- 3,600 *
Tyrone F. Pike(11)...... 162,402 * -- 162,402 *
All executive officers
and directors as a
group (12 persons)(12). 2,158,924 8.6% 398,664 1,760,260 6.5%
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