MAX DEVELOPMENT INC filed this 10KSB on 04/13/2000.
(a) Directors and Executive Officers
--------------------------------
The names and ages of the Directors and executive officers of the Company
are as follows:
11
--------------------------------------------------------------------------------
Name Age Position
------------------ --- ---------------------------------------------
David C. Olson (1) 38 President, Chief Executive Officer, Secretary
Chief Financial Officer and Director
--------------------------------------------------------------------------------
(1) Mr. Olson may be deemed to be a "promoter" and "parent" of the Company,
as those terms are defined under the General Rules and Regulations promulgated
under the Securities Act of 1933, as amended.
Directors hold office until the next annual meeting of the Company's
shareholders and until their respective successors have been elected and
qualify. Officers serve at the pleasure of the Board of Directors. Mr. Olson is
expected to devote such time and effort to the business and affairs of the
Company as may be necessary to perform his responsibilities as the sole
executive officer and director of the Company.
The Company has no audit or compensation committee.
(b) Business Experience
-------------------
David C. Olson, since August 1997, has served as the President, the Chief
Executive Officer, the Treasurer, a director and a controlling shareholder of
Summit Financial Relations, Inc. ("Summit"), a business finance, consulting and
investor relations firm with offices in the Denver Technological Center,
Englewood, Colorado, founded by him. Also, since August 1997, he has served as
the President, the Chief Executive Officer, the Treasurer, a director and a
controlling shareholder of Associate Capital Consulting, Inc., an Englewood,
Colorado, company also founded by Mr. Olson, which is engaged in the business of
investing in private and publicly-held companies and, additionally, performs
financial consulting services. Mr. Olson has, since September 1998, served as
the President, the Treasurer and a director of Easy Web, Inc., Englewood,
Colorado, a privately-held company co-founded by him in September 1998 that is
engaged in the business of selling customized turnkey Internet web sites and
hosting services to businesses in the United States. He has served as a
director, since May 1999, and as the President and the Treasurer, since August
1999, of Mile High Foliage, Inc., Englewood, Colorado, a privately-held
wholesale tree farm business which he founded in May 1999. Mr. Olson has served,
since June 1999, as a director of ModeVa Profiles Inc., a privately-held,
Denver, Colorado, manufacturer of building materials. From January 1993 to May
1997, he held various positions, including Vice President, Branch Office Manager
of Cohig's top producing branch office and National Sales Manager, for Cohig and
Associates, Inc. ("Cohig," now part of EastBrokers International, Inc.),
Englewood, Colorado, a securities broker-dealer having approximately 265
registered representatives in twenty-three states that specializes in NASDAQ
SmallCap and growth stocks and initial and secondary public securities
offerings. During his tenure at Cohig, Mr. Olson served on the firm's Corporate
Finance Commitment Committee and was involved in public and private financing
involving hundreds of millions of dollars and numerous companies. From April
1987 to January 1993, he was associated with Kober Financial Corp. ("Kober"),
Denver, Colorado, a regional broker-dealer specializing in NASDAQ SmallCap and
growth securities which was acquired by Cohig in January 1993. Mr. Olson held a
number of positions, including Executive Vice President, National Sales and
Syndication, registered broker and account executive during the period of his
association with Kober. During the period from 1982 to 1987, he was a registered
representative associated with a number of NASD-member broker-dealers.
10k Wizard: View Filings
===================================================
> > NASD Registered Person: STEVEN ERNEST MUTH
> > CRD Number: 1436358
> >
> >
**************************************************************************
> > ******
> > CURRENT EMPLOYMENT
> >
**************************************************************************
> >
> > **************** CURRENT EMPLOYMENT (1 of 6) ****************
> >
> >
> >
> > Employing Firm: MILE HIGH FOLIAGE
> >
> > Firm CRD Number:
> > Office of Employment address: ROGGEN
> > Start Date: 02/01/1999 End Date: to present
> >
> >
> >
> >
> > **************** CURRENT EMPLOYMENT (2 of 6) ****************
> >
> >
> >
> > Employing Firm: INVESTMENT HOUR OF POWER
> >
> > Firm CRD Number:
> > Office of Employment address: ARVADA
> > Start Date: 02/01/1999 End Date: to present
> >
> >
> >
> >
> > **************** CURRENT EMPLOYMENT (3 of 6) ****************
> >
> >
> >
> > Employing Firm: PRECIOUS METALS INC
> >
> > Firm CRD Number:
> > Office of Employment address: SALT LAKE CITY
> > Start Date: 01/01/1999 End Date: to present
> >
> >
> >
> >
> > **************** CURRENT EMPLOYMENT (4 of 6) ****************
> > NASDR Public Disclosure Program May 29, 2000
Page
> > <PAGE#>
> >
> > This information is current as of: 05/26/2000
> >
__________________________________________________________________________
> > ______
> > NASD Registered Person: STEVEN ERNEST MUTH
> > CRD Number: 1436358
> >
> > CURRENT EMPLOYMENT(cont.)
> >
> > Employing Firm: KIRKPATRICK, PETTIS, SMITH, POLIAN INC.
> >
> > Firm CRD Number: 490
> > Office of Employment address STE 230
> > ENGLEWOOD, Colorado 80112-5912
> > Start Date: 11/27/1998 End Date: to present
> >
> > Registrations:
> >
> > Jurisdiction/SRO Category Status As Of
> > Date
> >
> > AR Agent Approved
> > 12/16/1998
> > AZ Agent Approved
> > 01/13/1999
> > CA Agent Approved
> > 12/09/1998
> > CHX General Securities Approved
> > 12/08/1998
> > Representative
> > CO Agent Approved
> > 12/14/1998
> > CT Agent Approved
> > 12/15/1998
> > FL Agent Approved
> > 12/10/1998
> > GA Agent Approved
> > 12/20/1998
> > IA Agent Approved
> > 01/27/1999
> > IL Agent Approved
> > 12/09/1998
> > IN Agent Approved
> > 01/07/1999
> > KY Agent Approved
> > 01/07/1999
> > LA Agent Approved
> > 12/15/1998
> > MD Agent Approved
> > 12/10/1998
> > MI Agent Approved
> > 01/13/1999
> > MN Agent Approved
> > 12/15/1998
> > MO Agent Approved
> > 01/08/1999
> > MS Agent Approved
> > 12/08/1998
> > MT Agent Approved
> > 01/07/1999
> > NASD General Securities Approved
> > 12/08/1998
> > Representative
> > NC Agent Approved
> > 12/15/1998
> > ND Agent Approved
> > 12/09/1998
> > NE Agent Approved
> > 12/14/1998
> > NJ Agent Approved
> > 12/10/1998
> > NM Agent Approved
> > 12/17/1998
> > NV Agent Approved
> > 01/04/1999
> > NY Agent Approved
> > 02/05/1999
> > OH Agent Approved
> > 12/08/1998
> > OK Agent Approved
> > 12/09/1998
> > OR Agent Approved
> > 12/16/1998
> > PA Agent Approved
> > 12/10/1998
> > TX Agent Approved
> > 12/09/1998
> > UT Agent Approved
> > 12/09/1998
> > VA Agent Approved
> > 12/09/1998
> > WA Agent Approved
> > 12/10/1998
> > WI Agent Approved
> > 12/09/1998
> > WV Agent Approved
> > 04/21/1999
> > WY Agent Approved
> > 12/14/1998
> >
> >
> >
> > **************** CURRENT EMPLOYMENT (5 of 6) ****************
> >
> >
> >
> > Employing Firm: KIRKPATRICK PETTIS
> >
> > Firm CRD Number:
> > Office of Employment address: ENGLEWOOD
> > Start Date: 11/01/1998 End Date: to present
> >
> >
> >
> >
> > **************** CURRENT EMPLOYMENT (6 of 6) ****************
> >
> >
> >
> > Employing Firm: DOOR CHAIR LTD
> >
> > Firm CRD Number:
> > Office of Employment address: AURORA
> > Start Date: 08/01/1998 End Date: to present
> >
> >
> >
> >
**************************************************************************
> > ******
> > PREVIOUS EMPLOYMENT
> >
**************************************************************************
> > ******
> >
> >
> > This section provides 10 years of an individual's employment history.
If
> > the
> > individual is currently registered with the NASD, employment history
will
> > be
> > displayed for the previous 10 years. If the individual is not currently
> >
> > registered with the NASD, employment history will be displayed for the
10
> > years
> > prior to termination of the registration. For employers that are or
were
> > an
> > NASD member firm, the firm's CRD number, the location of the office
where
> > the
> > broker was employed, and the dates of employment will be displayed.
> >
> >
> >
> > NASDR Public Disclosure Program May 29, 2000
Page
> > <PAGE#>
> >
> > This information is current as of: 05/26/2000
> >
__________________________________________________________________________
> > ______
> > NASD Registered Person: STEVEN ERNEST MUTH
> > CRD Number: 1436358
> >
> > PREVIOUS EMPLOYMENT(cont.)
> >
> >
> > *************** PREVIOUS EMPLOYMENT (1 of 5) ***************
> >
> >
> > Employing Firm: INVESTMENT HOUR OF POWER
> >
> > Firm CRD Number:
> > Office of Employment address: ARVADA
> > Start Date: 02/01/1999 End Date: 05/01/1999
> >
> >
> >
> > *************** PREVIOUS EMPLOYMENT (2 of 5) ***************
> >
> >
> > Employing Firm: EBI SECURITIES CORPORATION
> >
> > Firm CRD Number: 16184
> > Office of Employment address: DENVER 80237
> > Start Date: 01/25/1993 End Date: 11/27/1998
> >
> >
> >
> > *************** PREVIOUS EMPLOYMENT (3 of 5) ***************
> >
> >
> > Employing Firm: EBI SECURITIES CORP.
> >
> > Firm CRD Number:
> > Office of Employment address: DENVER
> > Start Date: 01/01/1993 End Date: 11/01/1998
> >
> >
> >
> > *************** PREVIOUS EMPLOYMENT (4 of 5) ***************
> >
> >
> > Employing Firm: KOBER FINANCIAL CORP.
> >
> > Firm CRD Number: 17551
> > Office of Employment address #1203
> > ENGLEWOOD 80111
> > Start Date: 06/22/1990 End Date: 01/25/1993
> >
> >
> >
> > *************** PREVIOUS EMPLOYMENT (5 of 5) ***************
> >
> >
> > Employing Firm: XCEL SECURITIES, INC.
> >
> > Firm CRD Number: 13893
> > Office of Employment address: AURORA, Colorado 80014
> > Start Date: 02/21/1989 End Date: 06/22/1990
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> >
> > NASDR Public Disclosure Program May 29, 2000
Page
> > <PAGE#>
> >
> > This information is current as of: 05/26/2000
> >
__________________________________________________________________________
> > ______
> > NASD Registered Person: STEVEN ERNEST MUTH
> > CRD Number: 1436358
> >
> >
**************************************************************************
> > ******
> > REGULATORY ACTIONS
> >
**************************************************************************
> > ******
> > DISCLOSURE INFORMATION
> >
> >
> > This section lists regulatory actions that were reported to the CRD and
> > are
> > disclosable through the Public Disclosure Program. Disclosable
regulatory
> >
> > actions include formal proceedings initiated by a regulatory authority
> > (i.e., a
> > state securities agency, the NASD, New York Stock Exchange, foreign
> > regulatory
> > body, etc.) for a violation of investment-related rules or regulations.
> > In
> > addition, revocations or suspensions of a broker's authority to act as
an
> >
> > attorney, accountant or federal contractor will appear here.
> >
> >
> > Some of the fields in this section of the report may be blank if the
> > information
> > was not provided to CRD. |
