OSC and TSE commence proceedings against RT Capital and others - Part 3
TORONTO, June 29 /CNW/ -
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RT CAPITAL MANAGEMENT INC
SCHEDULE "A"
TRADES INITIATED BY PETER LARKIN
DATE OF STOCK STOCK RT PRICE SET PREVIOUS
TRADE SYMBOL CAPITAL BY RT TRADE
TRADER CAPITAL PRICE
(A) (B)
Oct 30/98 ARBOUR ABO.B Gillespie 18.50 16.50
Oct 30/98 DIA MET A DMM.A Shea 20.80 20.75
Oct 30/98 DUNDEE D Gillespie 1.80 1.75
Oct 30/98 MACKENZIE MKF Gillespie 17.30 17.30
Oct 30/98 MULTIBANK MIB Shea 103.00 90.00
Oct 30/98 RIGEL RJL Gillespie 11.75 11.75
Nov 30/98 BRACKNELL BRK Shea 5.75 5.50
Nov 30/98 CELANESE CCL Shea 20.95 20.75
Nov 30/98 DIA MET A DMM.A Shea 18.50 17.95
Nov 30/98 MULTIBANK MIB Shea 109.80 103.00
Nov 30/98 PARAMOUNT POU Gillespie 14.55 14.50
Nov 30/98 RIGEL RJL Shea 9.30 9.30
Dec 30/98 ARBOUR ABO.B Shea 18.00 16.50
Dec 30/98 DIA MET A DMM.A Shea 17.00 16.50
Dec 30/98 REGIONAL REG Shea 11.50 11.10
Dec 30/98 RIGEL RJL Shea 10.00 9.60
Dec 31/98 ARBOUR ABO.B Shea 18.00 18.00
Dec 31/98 DIA MET A DMM.A Shea 17.50 17.00
Dec 31/98 MULTIBANK MIB Shea 110.50 100.00
Dec 31/98 REGIONAL REG Shea 11.70 11.25
Dec 31/98 RIGEL RJL Gillespie 10.00 9.95
Dec 31/98 TECSYN TSN Shea 5.25 5.10
Dec 31/98 TLC LASER TLC Gillespie 31.75 31.00
Dec 31/98 VERITAS VER Shea 18.75 18.75
Dec 31/98 VIDEOTRON VDO Shea 22.90 22.65
Jan 29/99 GUARDIAN GCG.A Gillespie 9.50 9.00
Jan 29/99 LEITCH LTV Shea 34.15 33.75
Jan 29/99 MULTIBANK MIB Shea 109.00 100.00
Jan 29/99 REGIONAL REG Gillespie 12.40 12.35
Jan 29/99 UNITED UNC Gillespie 46.50 45.50
Feb 26/99 DIA MET A DMM.A Shea 15.50 15.00
Feb 26/99 GUARDIAN GCG.A Shea 7.30 7.30
Feb 26/99 MULTIBANK MIB Shea 102.00 90.00
Feb 26/99 REGIONAL REG Shea 13.00 12.00
Mar 30/99 DIA MET A DMM.A Shea 17.25 17.00
Mar 30/99 PACIFICA PPP.UN Shea 9.50 9.30
Mar 30/99 SUPERIOR SPF.UN Shea 15.70 15.60
Mar 31/99 DIA MET A DMM.A Shea 18.50 17.00
Mar 31/99 MULTIBANK MIB Shea 104.75 98.00
Mar 31/99 PACIFICA PPP.UN Shea 10.00 10.00
Mar 31/99 REGIONAL REG Shea 15.00 15.00
Mar 31/99 TEMBEC TBC.A Shea 9.70 9.60
Mar 31/99 UNITED UNC Shea 45.25 44.00
DATE OF STOCK NO OF SHARES NO OF NOTE INCREASE IN
TRADE RT OWNED SHARES RT CAPITAL
BEFORE PURCHASED PORTFOLIO
TRADE(S) VALUE
(C) (A-B)xC
Oct 30/98 ARBOUR 339,625 2,000 1 679,250
Oct 30/98 DIA MET A 1,161,200 6,800 58,060
Oct 30/98 DUNDEE 2,687,800 57,400 134,390
Oct 30/98 MACKENZIE 5,175,933 0 0
Oct 30/98 MULTIBANK 264,800 1,200 2 3,442,400
Oct 30/98 RIGEL 4,605,790 0 0
Increase in RT Capital Portfolio Value on October 30, 1998 4,314,100
Nov 30/98 BRACKNELL 2,367,607 400 591,902
Nov 30/98 CELANESE 1,179,725 1,700 235,945
Nov 30/98 DIA MET A 1,185,900 9,400 652,245
Nov 30/98 MULTIBANK 266,000 100 3 1,808,800
Nov 30/98 PARAMOUNT 3,298,600 8,600 164,930
Nov 30/98 RIGEL 4,609,290 0 0
Increase in RT Capital Portfolio Value on November 30, 1998 3,453,822
Dec 30/98 ARBOUR 341,625 100 512,438
Dec 30/98 DIA MET A 1,197,800 300 598,900
Dec 30/98 REGIONAL 1,375,245 100 550,098
Dec 30/98 RIGEL 4,863,690 0 1,945,476
Increase in RT Capital Portfolio Value on December 30, 1998 3,606,912
Dec 31/98 ARBOUR 341,725 100 0
Dec 31/98 DIA MET A 1,198,100 1,600 599,050
Dec 31/98 MULTIBANK 266,100 100 4 2,794,050
Dec 31/98 REGIONAL 1,375,346 900 618,906
Dec 31/98 RIGEL 4,863,690 63,500 243,185
Dec 31/98 TECSYN 1,228,400 1,100 184,260
Dec 31/98 TLC LASER 954,800 8,800 716,100
Dec 31/98 VERITAS 25,360 0 5 0
Dec 31/98 VIDEOTRON 357,690 2,300 89,423
Increase in RT Capital Portfolio Value on December 31, 1998 5,244,973
Jan 29/99 GUARDIAN 766,000 2,400 383,000
Jan 29/99 LEITCH 976,800 6,700 390,720
Jan 29/99 MULTIBANK 266,200 100 6 2,395,800
Jan 29/99 REGIONAL 1,376,746 200 68,837
Jan 29/99 UNITED 137,735 300 137,735
Increase in RT Capital Portfolio Value on January 29, 1999 3,376,092
Feb 26/99 DIA MET A 1,357,000 500 7 678,500
Feb 26/99 GUARDIAN 768,400 0 0
Feb 26/99 MULTIBANK 266,300 100 3,195,600
Feb 26/99 REGIONAL 1,376,946 6,000 1,376,946
Increase in RT Capital Portfolio Value on February 26, 1999 5,251,046
Mar 30/99 DIA MET A 1,380,400 100 345,100
Mar 30/99 PACIFICA 1,506,700 1,000 301,340
Mar 30/99 SUPERIOR 640,900 100 64,090
Increase in RT Capital Portfolio Value on March 30, 1999 710,530
Mar 31/99 DIA MET A 1,380,500 500 8 2,070,750
Mar 31/99 MULTIBANK 266,400 0 9 1,798,200
Mar 31/99 PACIFICA 1,507,700 0 0
Mar 31/99 REGIONAL 1,382,946 0 0
Mar 31/99 TEMBEC 1,872,000 1,000 10 187,200
Mar 31/99 UNITED 138,035 6,100 172,544
Increase in RT Capital Portfolio Value on March 31, 1999 4,228,694
CUMULATIVE INCREASE IN RT CAPITAL PORTFOLIO VALUE 30,186,168
(1) In addition to the 2,000 shares purchased, 600 shares were crossed
(2) In addition to the 1,200 shares purchased, 200 shares were crossed
(3) In addition to the 100 shares purchased, 500 shares were crossed
(4) In addition to the 100 shares purchased, 3,000 shares were crossed
(5) 200 shares were crossed only
(6) In addition to the 100 shares purchased, 4,000 shares were crossed
(7) Not included in the Shares Purchased column is a 64,000 share block
was purchased earlier in the day for another portfolio manager
(8) In addition to the 500 shares purchased, 10,000 shares were crossed
(9) 1,200 shares were crossed only
(10) Earlier in the day 20,000 shares had been sold
RT CAPITAL MANAGEMENT INC
SCHEDULE "B"
TRADES INITIATED BY GARY BAKER
DATE OF STOCK STOCK RT PRICE SET PREVIOUS
TRADE SYMBOL CAPITAL BY RT TRADE
TRADER CAPITAL PRICE
(A) (B)
Oct 30/98 PARAMOUNT POU Gillespie 16.25 15.40
Dec 31/98 CORBY'S A CDL.A Gillespie 86.00 85.00
Dec 31/98 DESJARDINS DJN.A Gillespie 18.50 18.00
Dec 31/98 ENCAL ENL Gillespie 5.70 5.35
Dec 31/98 NELVANA NTV Gillespie 28.75 28.50
Dec 31/98 ROTHMANS ROC Gillespie 200.00 200.00
Dec 31/98 SOFTKEY SSK Gillespie 39.80 39.10
Feb 26/99 PARAMOUNT POU Shea 12.85 12.50
Feb 26/99 SOFTKEY SSK Shea 43.95 43.25
Mar 31/99 PARAMOUNT POU Gillespie 15.50 15.10
DATE OF STOCK NO OF SHARES NO OF NOTE INCREASE IN
TRADE RT OWNED SHARES RT CAPITAL
BEFORE PURCHASED PORTFOLIO
TRADE(S) VALUE
(C) (A-B)xC
Oct 30/98 PARAMOUNT 2,965,600 1,000 2,520,760
Increase in RT Capital Portfolio Value on October 30, 1998 2,520,760
Dec 31/98 CORBY'S A 95,600 300 95,600
Dec 31/98 DESJARDINS 1,253,400 1,600 626,700
Dec 31/98 ENCAL 4,612,100 1,500 1,614,235
Dec 31/98 NELVANA 553,600 200 138,400
Dec 31/98 ROTHMANS 50,300 500 1 0
Dec 31/98 SOFTKEY 361,100 0 2 252,770
Increase in RT Capital Portfolio Value on December 31, 1998 2,727,705
Feb 26/99 PARAMOUNT 3,321,300 500 1,162,455
Feb 26/99 SOFTKEY 885,300 100 619,710
Increase in RT Capital Portfolio Value on February 26, 1999 1,782,165
Mar 31/99 PARAMOUNT 3,363,700 500 1,345,480
Increase in RT Capital Portfolio Value on March 31, 1999 1,345,480
CUMULATIVE INCREASE IN RT CAPITAL PORTFOLIO VALUE 8,376,110
(1) Had actually attempted to purchase at the $206.00 offering, however,
the T.S.E. froze the transaction and it was not completed
(2) The transaction was not completed, but the intent was to effect a
high-closing.
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For further information: Steve Kee, Manager, Media Services, TSE,
(416) 947-4682; Frank Switzer, Manager, Corporate Relations, OSC,
(416) 593-8120 |
