Instead, ZiaSun has latched on to other Web trends;
wsdinc.com
Wall Street Directory List Your Company Newest Listings Hot Saturday, March 25, 2000
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MOMENTUM INTERNET INC.
The Amber Group, a U.S. based securities and venture capital firm, is a broker/dealer in the U.S. and is involved as a global institutional and retail brokerage. Amber also has a joint venture with Momentum Internet for an online stock trading system called SWIFTRADE. Amber's newsletter is called the Capital Growth Report.
MOMENTUM INTERNET INC.
12A, First Pacific Bank Centre, 56 Gloucester Road
Wanchai HK 00000
HONG KONG
Tel# - 852-2866-8772
Fax# - 852-2866-8137
jhirsch@momentumplus.com
capitalg.com
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My My a new one-->18 March 1999 SFC Takes Action Against Unregistered Dealer's Representative
hksfc.org
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18 March 1999
SFC Takes Action Against Unregistered Dealer's Representative
The Securities and Futures Commission announced that it had successfully prosecuted Kong York Hay (Kong) and Ng Henry Kai Wah (Ng) for acting as dealer's representatives of Amber Global Limited (AGL) whilst unregistered.
Kong and Ng today pleaded guilty before Ms Suzanna Remedios at Western Magistracy. Kong and Ng were fined $2,000 each and ordered to pay costs totalling $8,000 to the SFC.
The SFC investigation revealed that during the period 1 April to 30 July 1998, AGL acted as an agent in Hong Kong for Amber Securities Corporation (ASC), a company registered with the Securities and Exchange Commission of the United States as a securities broker. Sales staff of AGL, including Kong and Ng, were engaged in recruiting clients in Hong Kong to open accounts with ASC and then receiving securities trading instructions for onward transmission to ASC. AGL, Kong and Ng were not registered with the SFC in any capacity.
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Amber Global Limited (AGL) was fined $10,000 at Western Magistracy yesterday after pleading guilty to dealing in
securities while unregistered.
The company was also ordered to pay costs of $7,400 to the Securities and Futures Commission (SFC).
AGL acted as an agent for US securities-broker Amber Steel Corp (ASC) between April and July last year, the SFC
said.
AGL's person-in-charge John Jerome Cronin instructed sales staff to recruit clients in Hong Kong to open accounts
with ASC and receive trading instructions for onward transmission to ASC.
The SFC said AGL, Mr Cronin and the sales staff were not registered with it." |
